AUMdb

Cascade Financial Partners, Llc

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 326620 · SEC file 801-128042 · San Diego, CA · www.cascadefinancialpartners.com
☆ Save with Pro ADV data as of Mar 27, 2026
Regulatory AUM
$1.4B
Discretionary
$1.4B
Clients
283
Avg AUM / client
$4.9M
Accounts
1,093
Employees
9

AUM over time

$0 $1.4B
Dec 2022 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 27, 2026

Investments (13F portfolio — 263 positions, $970,165,698)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Eli Lilly & Co ELI LILLY & CO $217,693,148 236,682 22.4% 15.8%
2 Apple Inc APPLE INC $48,164,337 189,780 4.96% 3.49%
3 Vanguard Tax Managed Fds VANGUARD TAX-MANAGED FDS $39,282,338 613,020 4.05% 2.84%
4 Ishares Tr ISHARES TR $29,784,157 45,597 3.07% 2.16%
5 Pepsico Inc PEPSICO INC $20,431,816 131,572 2.11% 1.48%
6 Wisdomtree Tr WISDOMTREE TR $18,325,828 269,551 1.89% 1.33%
7 Nvidia Corporation NVIDIA CORPORATION $16,264,185 93,258 1.68% 1.18%
8 Ishares Inc ISHARES INC $16,259,240 233,107 1.68% 1.18%
9 Ishares Tr ISHARES TR $15,175,768 137,511 1.56% 1.1%
10 Ishares Tr ISHARES TR $14,875,905 200,527 1.53% 1.08%
11 Amazon Com Inc AMAZON COM INC $14,548,634 69,855 1.5% 1.05%
12 Revvity Inc REVVITY INC $14,251,606 162,671 1.47% 1.03%
13 Spdr Series Trust SPDR SERIES TRUST $14,087,790 237,889 1.45% 1.02%
14 Vanguard World Fd VANGUARD WORLD FD $13,456,067 36,621 1.39% 0.97%
15 Ishares Tr ISHARES TR $13,230,866 111,559 1.36% 0.96%
16 Spdr Index Shs Fds SPDR INDEX SHS FDS $13,218,916 289,571 1.36% 0.96%
17 Ishares Tr ISHARES TR $12,695,252 126,045 1.31% 0.92%
18 Spdr Index Shs Fds SPDR INDEX SHS FDS $11,661,923 248,602 1.2% 0.84%
19 Vanguard Index Fds VANGUARD INDEX FDS $11,436,021 35,647 1.18% 0.83%
20 Ishares Tr ISHARES TR $9,277,944 97,714 0.96% 0.67%
21 Vanguard Specialized Funds VANGUARD SPECIALIZED FUNDS $9,023,609 41,959 0.93% 0.65%
22 Ishares Tr ISHARES TR $8,776,174 207,426 0.9% 0.64%
23 Wisdomtree Tr WISDOMTREE TR $8,659,568 144,086 0.89% 0.63%
24 Microsoft Corp MICROSOFT CORP $8,556,545 23,115 0.88% 0.62%
25 Global X Fds GLOBAL X FDS $7,964,575 156,752 0.82% 0.58%

Top 25 of 263 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 82 $44.7M 3.23%
High net worth individuals 201 $1.3B 96.8%

People (9)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Acosta, Carleen Principal Aug 2023 (3y) 5% – 10%
Brian Peter Krause Managing Member / Cco CFP Aug 2023 (3y) 25% – 50%
Darien Lee Horton Principal CFP Aug 2023 (3y) 5% – 10%
Jeffrey Scott Mcculloch Managing Member Aug 2023 (3y) 25% – 50%
Natalie Elizabeth Dewindt Principal CFP Aug 2023 (3y) 5% – 10%
Suzara, Monica, Y. Principal Aug 2023 (3y) 5% – 10%
Caroline Claire Mason Registered representative Dec 2024 (2y)
Lauren Trott Gabele Registered representative CFP Chartered Financial Consultant Apr 2026 (0y)
Simon Perna Registered representative May 2026 (0y)

Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/27/2026 1020 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.

View current Form ADV (SEC/IAPD) ↗