Triad Wealth Partners, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 326523
· SEC file 801-128150
· Lawrence, KS
· www.linkedin.com
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ADV data as of Jul 14, 2026
- Regulatory AUM
- $1.5B
- Discretionary
- $1.4B
- Clients
- 3,896
- Avg AUM / client
- $392K
- Accounts
- 8,187
- Employees
- 46
AUM over time
$0
$1.5B
May 12, 2023
Jul 14, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,381 | $679M | 44.5% |
| High net worth individuals | 515 | $848M | 55.5% |
People (49)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony Pellegrino | Shareholder | Apr 2023 (3y) | ≈ 6.25% – 25% via Nationwide Investment Solutions, Llc | |
| Derek L.(Mi Only) Gregoire | Shareholder | Apr 2023 (3y) | ≈ 6.25% – 25% via Nationwide Investment Solutions, Llc | |
| Johnson, Bradley, Lance | Officer | Apr 2023 (3y) | ≈ 25% – 56.25% via Triad Collective | |
| Keith Winslow Ellis | Shareholder | Apr 2023 (3y) | ≈ 6.25% – 25% via Nationwide Investment Solutions, Llc | |
| Matthew Chapman Peck | Shareholder | CFP | Apr 2023 (3y) | ≈ 6.25% – 25% via Nationwide Investment Solutions, Llc |
| Sparks, Shawn, Christopher | Officer | Apr 2023 (3y) | ≈ 25% – 56.25% via Triad Collective | |
| Brent Martin Coggins | Chief Investment Officer | Aug 2023 (3y) | Less than 5% | |
| Baker, Sara, Kay | President | Jan 2024 (3y) | Less than 5% | |
| Hampton, Danielle, Dee | Chief Compliance Officer | Mar 2024 (2y) | Less than 5% | |
| Mark David Harper | Registered representative | Jan 2024 (3y) | ||
| Nicklaus Edwin Whitaker | Registered representative | Jan 2024 (3y) | ||
| Scott Michael Rinehart | Registered representative | Jan 2024 (3y) | ||
| Daniel John Kulibert | Registered representative | Apr 2024 (2y) | ||
| Mitchell Curtis Hockenbury | Registered representative | CFP | Jun 2024 (2y) | |
| Brennan Tyler Sarbaugh | Registered representative | Oct 2024 (2y) | ||
| Jackson Sheputis | Registered representative | CFP | Nov 2024 (2y) | |
| Joshua Lloyd Ottinger | Registered representative | Nov 2024 (2y) | ||
| David Robert Seufer | Registered representative | CFP CFA | Nov 2024 (2y) | |
| Michael Francis Irwin | Registered representative | Jan 2025 (2y) | ||
| Matthew Michael D'elia | Registered representative | Feb 2025 (1y) | ||
| Patrick B. Miles | Registered representative | Feb 2025 (1y) | ||
| Blake Andrew Matzke | Registered representative | Mar 2025 (1y) | ||
| Jonathan Moss Frances | Registered representative | Apr 2025 (1y) | ||
| John Paul Johnson | Registered representative | Jun 2025 (1y) | ||
| Tyson Andrew Pointer | Registered representative | Jun 2025 (1y) | ||
| Zachary Michael Zager | Registered representative | Sep 2025 (1y) | ||
| Elizabeth Page Sening | Registered representative | Oct 2025 (1y) | ||
| Christopher Lee Patton | Registered representative | Oct 2025 (1y) | ||
| Craig Steven Sullivan | Registered representative | Oct 2025 (1y) | ||
| Jessica Eden Sicking | Registered representative | CFP | Oct 2025 (1y) | |
| Nicolas John Pesci | Registered representative | Oct 2025 (1y) | ||
| Andrew Robert Shockley | Registered representative | Nov 2025 (1y) | ||
| Jason Lee Goold | Registered representative | Nov 2025 (1y) | ||
| John Charles Clement | Registered representative | Nov 2025 (1y) | ||
| Jon Rhen Brown | Registered representative | Nov 2025 (1y) | ||
| Devin Warren Choules | Registered representative | Nov 2025 (1y) | ||
| Scott Clifford Grover | Registered representative | Nov 2025 (1y) | ||
| Colton Elser Baysinger | Registered representative | Nov 2025 (1y) | ||
| Shawn Michael Leayman | Registered representative | Dec 2025 (1y) | ||
| Terence K Brown | Registered representative | Dec 2025 (1y) | ||
| Christopher Cullen Yetter | Registered representative | Mar 2026 (0y) | ||
| Sara Lewis | Registered representative | Apr 2026 (0y) | ||
| Laura Leigh Watson Schultz | Registered representative | May 2026 (0y) | ||
| Connor Timothy Barth | Registered representative | May 2026 (0y) | ||
| Hunter David Wright | Registered representative | Jun 2026 (0y) | ||
| Alexis Burchett | Registered representative | Jun 2026 (0y) | ||
| Lisa Rose Mange | Registered representative | CFP | Jul 2026 (0y) | |
| Patrick Coons | Registered representative | Jul 2026 (0y) | ||
| Zachary Maxwell Williams | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Triad Collective | Shareholder | Apr 2023 | A | 50% – 75% |
| Nationwide Investment Solutions, Llc | Shareholder | Apr 2023 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Anthony Pellegrino: 25% – 50% of Nationwide Investment Solutions, Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Derek L.(Mi Only) Gregoire: 25% – 50% of Nationwide Investment Solutions, Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Johnson, Bradley, Lance: 50% – 75% of Triad Collective × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Keith Winslow Ellis: 25% – 50% of Nationwide Investment Solutions, Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Matthew Chapman Peck: 25% – 50% of Nationwide Investment Solutions, Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Sparks, Shawn, Christopher: 50% – 75% of Triad Collective × 50% – 75% direct ≈ 25% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/14/2026 | 1.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.2B (82% of AUM) Jul 2026
- Fidelity Brokerage Services $283M (19% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.
View current Form ADV (SEC/IAPD) ↗