Ascent Retirement Advisors, Llc
- Regulatory AUM
- $43.9M
- Discretionary
- $43.9M
- Clients
- 91
- Avg AUM / client
- $483K
- Accounts
- 171
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 73 | $17.3M | 39.3% |
| High net worth individuals | 12 | $10.7M | 24.3% |
| State or municipal government entities | 3 | $12.1M | 27.6% |
| Corporations and other businesses | 3 | $3.9M | 8.85% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Techflow, Inc. 401(k) Profit Sharing Plan Techflow, Inc. | 2024 | |
| Emi 401(k) Plan Techflow Mission Support, Llc Dba Emi Services | 2024 | |
| Electrical Wholesale Supply Co., Inc. 401(k) Profit Sharing Plan Electrical Wholesale Supply Co., Inc. | 2024 | |
| Morgan Asphalt Inc. 401(k) Retirement Plan Morgan Asphalt, Inc. | 2024 | |
| Rsci Retirement Plan Record Steel And Construction, Inc. Dba Rsci | 2024 | |
| Usm/Sm/Usofs 401(k) Profit Sharing Plan U.S Mechanical Limited Company | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bradley Jay Christensen | Registered representative | May 2023 (3y) | ||
| Hannah Grace Leingang | Registered representative | Aug 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Techflow, Inc. 401(k) Profit Sharing Plan | Techflow, Inc. | 80 | $13.7M | 01/01/2024 |
| Emi 401(k) Plan | Techflow Mission Support, Llc Dba Emi Services | 289 | $23.0M | 01/01/2024 |
| Electrical Wholesale Supply Co., Inc. 401(k) Profit Sharing Plan | Electrical Wholesale Supply Co., Inc. | 138 | $12.4M | 01/01/2024 |
| Morgan Asphalt Inc. 401(k) Retirement Plan | Morgan Asphalt, Inc. | 169 | $5.1M | 01/01/2024 |
| Rsci Retirement Plan | Record Steel And Construction, Inc. Dba Rsci | 201 | $14.3M | 01/01/2024 |
| Usm/Sm/Usofs 401(k) Profit Sharing Plan | U.S Mechanical Limited Company | 194 | $5.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2025 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $39.7M (90% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2025.
View current Form ADV (SEC/IAPD) ↗