Heritage Family Offices, Llp
- Regulatory AUM
- $423M
- Discretionary
- $423M
- Clients
- 250
- Avg AUM / client
- $1.7M
- Accounts
- 1,057
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 170 | $367M | 86.7% |
| High net worth individuals | 80 | $56.2M | 13.3% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of May 2024 · $13.0M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Hfo Cosmic Spv, Llc | Private Equity Fund | Arizona | $13.0M | 36 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Elgin Maxey | General Partner And Chief Compliance Officer | Oct 2022 (4y) | 10% – 25% | |
| Michael Brent Frost | General Partner | Oct 2022 (4y) | 25% – 50% | |
| Nelson, Ralph, Erwin | General Partner | Oct 2022 (4y) | 25% – 50% | |
| Brent James Emch | Registered representative | Jun 2024 (2y) | ||
| Brian Louis Boll | Registered representative | Jun 2024 (2y) | ||
| Tyler Robert Karl | Registered representative | CFA | Oct 2025 (1y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $13.0M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Hfo Cosmic Spv, Llc | Private Equity Fund | $13.0M | $25.0K | 36 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $400M (95% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗