Lri Investments, Llc
- Regulatory AUM
- $2.8B
- Discretionary
- $1.9B
- Clients
- 582
- Avg AUM / client
- $4.8M
- Accounts
- 1,542
- Employees
- 35
AUM over time
Annual snapshots from Form ADV filings · as of Feb 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 264 | $78.9M | 2.84% |
| High net worth individuals | 213 | $1.8B | 65.4% |
| Pension and profit sharing plans | 104 | $809M | 29.1% |
| State or municipal government entities | 1 | $73.1M | 2.63% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Pennswood Village 403 B Plan Pennswood Village | 2024 |
People (25)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony Thomas Pace | Managing Partner | CFP | Sep 2022 (4y) | 25% – 50% |
| Carl James Peterson | Managing Member | Chartered Financial Consultant | Sep 2022 (4y) | 25% – 50% |
| Hayley Ann Snell | Chief Compliance Officer | Sep 2022 (4y) | Less than 5% | |
| Shepard, Nancy, Lynn | Managing Member | Sep 2022 (4y) | 5% – 10% | |
| Bruce Mc Camebridge Fletcher | Registered representative | Apr 2023 (3y) | ||
| Arriana Adella Neese | Registered representative | Jun 2023 (3y) | ||
| Kenneth Scott Auman | Registered representative | CFP | Apr 2024 (2y) | |
| Brendan Whitmore Yester | Registered representative | Apr 2024 (2y) | ||
| Dawn Ann Lazarus | Registered representative | Apr 2024 (2y) | ||
| Norman John Yester | Registered representative | Apr 2024 (2y) | ||
| Alexander Stevens Heyniger | Registered representative | Apr 2024 (2y) | ||
| Eric Mathew Kaleta | Registered representative | May 2024 (2y) | ||
| Elliot J Silverstein | Registered representative | Jun 2024 (2y) | ||
| Erik Bjorvik | Registered representative | Jun 2024 (2y) | ||
| Benjamin Hauch Hall | Registered representative | Chartered Financial Consultant | Nov 2024 (2y) | |
| Brian Connor Suprenant | Registered representative | Nov 2024 (2y) | ||
| Chad Michael White | Registered representative | Nov 2024 (2y) | ||
| Keith Doyle Ehinger | Registered representative | Nov 2024 (2y) | ||
| Kenneth Michael Dawson | Registered representative | Nov 2024 (2y) | ||
| Mogammad Waeed Petersen | Registered representative | Nov 2024 (2y) | ||
| Timothy Patrick Malarkey | Registered representative | Chartered Financial Consultant | Nov 2024 (2y) | |
| Glen Alan Coral | Registered representative | Chartered Financial Consultant | Nov 2024 (2y) | |
| John Francis Mc Donald | Registered representative | Nov 2024 (2y) | ||
| Evan Thomas Altuzarra | Registered representative | May 2026 (0y) | ||
| Andrew Vincent Albano | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Pennswood Village 403 B Plan | Pennswood Village | 428 | $20.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/27/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Pershing $924M (99% of AUM) Dec 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 27, 2026.
View current Form ADV (SEC/IAPD) ↗