Nordwand Advisors, Llc
- Regulatory AUM
- $4.0B
- Discretionary
- $2.7B
- Clients
- 67
- Avg AUM / client
- $59.2M
- Accounts
- 307
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5 | $2.1M | 0.05% |
| High net worth individuals | 52 | $2.8B | 69.4% |
| Charitable organizations | 10 | $1.2B | 30.5% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Michael Boyle | Chief Operating Officer | Nov 2022 (4y) | Less than 5% | |
| James Francis Martin | Chief Executive Officer And Chief Investment Officer | Nov 2022 (4y) | ≈ 56.25% – 100% via Nordwand Capital, Llc | |
| Gerald Joshua Kane | Chief Compliance Officer | Dec 2022 (4y) | Less than 5% | |
| Lisa Dimter | Chief Adminstrative Officer | Oct 2023 (3y) | Less than 5% | |
| Connor Drew Martin | Registered representative | Nov 2022 (4y) | ||
| Theodore Wesley Brooks | Registered representative | CFA | Nov 2022 (4y) | |
| Douglas Henry Delong | Registered representative | CFA | Jun 2025 (1y) | |
| Patrick Joseph Mcginnis | Registered representative | Jun 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Nordwand Capital, Llc | Managing Member | Jul 2022 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- James Francis Martin: 75% – 100% of Nordwand Capital, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/21/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $2.7B (69% of AUM) Mar 2026
- Charles Schwab & Co. $566M (14% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 21, 2026.
View current Form ADV (SEC/IAPD) ↗