Rock Harbor Partners Llc
- Regulatory AUM
- $2.7B
- Discretionary
- $95.3M
- Clients
- 63
- Avg AUM / client
- $42.3M
- Accounts
- 129
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 62 | $2.6B | 95.7% |
| Pooled investment vehicles (non-investment companies) | 1 | $66.6M | 2.5% |
| Charitable organizations | Fewer than 5 clients | $47.5M | 1.78% |
| Other investment advisers | Fewer than 5 clients | $0 | — |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Arnold, Eric, Scott | Chief Executive Officer, Chief Investment Officer, Member, Manager | Oct 2021 (5y) | 75% or more | |
| Schillaci, Alexander, Walker | Director Of Operations & Chief Compliance Officer | Nov 2022 (4y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 912 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
- • Performance-based fees
- • Other fees
- • DISCRETIONARY BONUS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Charles Schwab & Co. $330M (12% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗