Buck Wealth Strategies, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 322138
· SEC file 801-126075
· Denver, CO
· www.linkedin.com
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ADV data as of Jul 07, 2026
- Regulatory AUM
- $1.6B
- Discretionary
- $1.6B
- Clients
- 2,948
- Avg AUM / client
- $557K
- Accounts
- 5,193
- Employees
- 102
AUM over time
$0
$1.6B
Jun 12, 2022
Jul 7, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,578 | $612M | 37.3% |
| High net worth individuals | 156 | $273M | 16.6% |
| Pension and profit sharing plans | 209 | $748M | 45.5% |
| Corporations and other businesses | 5 | $9.1M | 0.56% |
People (49)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey David Buck | Trustee | Oct 2021 (5y) | Less than 5% | |
| Katie Christine Buck | Trustee | Oct 2021 (5y) | GP / trustee / elected manager of Buck Enterprises, Inc. (indirect) | |
| Dixon, James, Shigeo | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| Sanchez, Jeremy, A | Chief Operations Officer | Jun 2024 (2y) | Less than 5% | |
| Alvin Masanori Abe | Registered representative | Jul 2022 (4y) | ||
| John Ingraham | Registered representative | Jul 2022 (4y) | ||
| Arthur Austin | Registered representative | Aug 2022 (4y) | ||
| Robert Y Lee | Registered representative | Aug 2022 (4y) | ||
| Evan Cutler | Registered representative | Aug 2022 (4y) | ||
| Jake Soo Yong | Registered representative | Sep 2022 (4y) | ||
| Claudia Elizabeth Moreno | Registered representative | Nov 2022 (4y) | ||
| Lynn Strawn Berlenbach | Registered representative | Dec 2022 (4y) | ||
| Brandi Ayn Sachiko Kamano | Registered representative | Jan 2023 (4y) | ||
| Scott Michael Tusa | Registered representative | Apr 2023 (3y) | ||
| Russell Whitehead | Registered representative | Apr 2023 (3y) | ||
| Kaila Jean Woo | Registered representative | May 2023 (3y) | ||
| Terry Brent Bunn | Registered representative | Oct 2023 (3y) | ||
| Brandon Alexander Thurgood | Registered representative | Nov 2023 (3y) | ||
| Lynn Blair Thurgood | Registered representative | Nov 2023 (3y) | ||
| Kyrie Elizabeth Greathouse | Registered representative | Dec 2023 (3y) | ||
| Michael Hou | Registered representative | May 2024 (2y) | ||
| Keith Brand | Registered representative | CFP | Jul 2024 (2y) | |
| Ashley C Robinson | Registered representative | Oct 2024 (2y) | ||
| Daniel Werts | Registered representative | Jan 2025 (2y) | ||
| Michael Jay Sato | Registered representative | Jan 2025 (2y) | ||
| Jacob Myers | Registered representative | Feb 2025 (1y) | ||
| Daniel Thyfault | Registered representative | Feb 2025 (1y) | ||
| Kevin Lyle Shelton | Registered representative | CFP | Feb 2025 (1y) | |
| Mark Steven Arola | Registered representative | Mar 2025 (1y) | ||
| Richard Warren Payne | Registered representative | May 2025 (1y) | ||
| Ashley Wright | Registered representative | Jun 2025 (1y) | ||
| Michael Kevin Cottet | Registered representative | Jun 2025 (1y) | ||
| Kevin Kyoichi Nitta | Registered representative | Jun 2025 (1y) | ||
| Dustin Mc Donald | Registered representative | Aug 2025 (1y) | ||
| Timothy M White | Registered representative | Aug 2025 (1y) | ||
| Cynthia Hodges | Registered representative | Aug 2025 (1y) | ||
| David Bartlett | Registered representative | Aug 2025 (1y) | ||
| Patterson James Mckinlay | Registered representative | Aug 2025 (1y) | ||
| Todd Sargent Strasser | Registered representative | Aug 2025 (1y) | ||
| Allison Betts | Registered representative | Sep 2025 (1y) | ||
| Tait Michael Mc Gowan | Registered representative | Oct 2025 (1y) | ||
| Kerry Chamberlin | Registered representative | Oct 2025 (1y) | ||
| Jacqueline Martinez | Registered representative | Dec 2025 (1y) | ||
| Hyunsoo Joseph Jang | Registered representative | Jan 2026 (1y) | ||
| Trent Richardson | Registered representative | Feb 2026 (0y) | ||
| Joseph Manglona | Registered representative | Apr 2026 (0y) | ||
| Nicholas Frank Roth | Registered representative | CFP | May 2026 (0y) | |
| Kirk Norman Matteson | Registered representative | May 2026 (0y) | ||
| Brian Gery | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Buck Enterprises, Inc. | Managing Member | Jun 2022 | A | 75% or more |
| The Jeff Buck 2020 Irrevocable Trust | Owner | Nov 2020 | B | ≈ 18.75% – 50% via Buck Enterprises, Inc. |
| The Katie Buck 2020 Irrevocable Trust | Owner | Nov 2020 | B | ≈ 18.75% – 50% via Buck Enterprises, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- The Jeff Buck 2020 Irrevocable Trust: 25% – 50% of Buck Enterprises, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
- The Katie Buck 2020 Irrevocable Trust: 25% – 50% of Buck Enterprises, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/07/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $572M (35% of AUM) Jul 2026
- Charles Schwab & Co. $330M (20% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2026.
View current Form ADV (SEC/IAPD) ↗