Azimuth Capital Investment Management Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 319062
· SEC file 801-123448
· Bloomfield Hills, MI
· WWW.AZIMUTHCAP.COM
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $4.0B
- Discretionary
- $3.8B
- Clients
- 404
- Avg AUM / client
- $9.9M
- Accounts
- 1,603
- Employees
- 25
AUM over time
$3.1B
$4.0B
Dec 2021
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Investments (13F portfolio — 300 positions, $2,657,468,303)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc | COM | $115,434,077 | 454,841 | 4.34% | 2.89% |
| 2 | Nvidia Corp | COM | $101,801,853 | 583,726 | 3.83% | 2.55% |
| 3 | Microsoft Corp | COM | $89,894,149 | 242,846 | 3.38% | 2.25% |
| 4 | Broadcom Inc | COM | $77,947,308 | 251,841 | 2.93% | 1.95% |
| 5 | Alphabet Inc Cl A | COM | $71,595,251 | 248,975 | 2.69% | 1.79% |
| 6 | Eli Lilly And Co | COM | $61,254,842 | 66,598 | 2.31% | 1.53% |
| 7 | Pepsi Co Inc | COM | $42,715,470 | 275,069 | 1.61% | 1.07% |
| 8 | Monolithic Power Systems Inc | COM | $39,440,415 | 36,073 | 1.48% | 0.99% |
| 9 | Hershey Co | COM | $37,390,680 | 179,858 | 1.41% | 0.94% |
| 10 | Exxon Mobil Corp | COM | $35,829,235 | 211,183 | 1.35% | 0.9% |
| 11 | Chevron Corp | COM | $31,096,393 | 150,297 | 1.17% | 0.78% |
| 12 | Bank Of America Corp | COM | $29,175,461 | 598,471 | 1.1% | 0.73% |
| 13 | Jp Morgan Chase & Co | COM | $28,544,404 | 97,037 | 1.07% | 0.72% |
| 14 | Wells Fargo & Co | COM | $27,537,895 | 345,910 | 1.04% | 0.69% |
| 15 | Slb Ltd | COM | $27,336,808 | 531,948 | 1.03% | 0.68% |
| 16 | Advanced Micro Devices Inc | COM | $26,921,723 | 132,339 | 1.01% | 0.67% |
| 17 | Walmart Inc | COM | $26,867,223 | 216,183 | 1.01% | 0.67% |
| 18 | Wec Energy Group Inc | COM | $26,113,313 | 225,562 | 0.98% | 0.65% |
| 19 | Bank Of New York Mellon Corp | COM | $25,933,230 | 218,606 | 0.98% | 0.65% |
| 20 | Boeing Co | COM | $25,740,351 | 129,329 | 0.97% | 0.64% |
| 21 | Visa Inc Cl A | COM | $24,412,227 | 80,771 | 0.92% | 0.61% |
| 22 | Marvell Technology Inc | COM | $23,052,699 | 232,738 | 0.87% | 0.58% |
| 23 | Costco Wholesale Corp | COM | $22,745,547 | 22,827 | 0.86% | 0.57% |
| 24 | Meta Platforms Inc | COM | $22,555,957 | 39,425 | 0.85% | 0.57% |
| 25 | Yum! Brands Inc | COM | $22,384,145 | 143,968 | 0.84% | 0.56% |
Top 25 of 300 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 66 | $53.4M | 1.34% |
| High net worth individuals | 315 | $3.6B | 89.9% |
| Pension and profit sharing plans | 6 | $33.4M | 0.84% |
| Charitable organizations | 12 | $255M | 6.4% |
| State or municipal government entities | Fewer than 5 clients | $34.1M | 0.85% |
| Corporations and other businesses | 5 | $27.7M | 0.69% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel James Mcenroe | Senior Managing Director & Chief Compliance Officer | CFA | Apr 2022 (4y) | Less than 5% |
| Hewlett, Janet, Marie | Senior Managing Director | Apr 2022 (4y) | Less than 5% | |
| Mark Edward Van Faussien | Senior Managing Director | Apr 2022 (4y) | Less than 5% | |
| Paul Ian Ragheb | Senior Managing Director | Apr 2022 (4y) | Less than 5% | |
| Ted N Haddad | Senior Managing Director | Apr 2022 (4y) | Less than 5% | |
| William Charles Gough | Senior Managing Director | CFA | Apr 2022 (4y) | Less than 5% |
| Alan Lynn Freeman | Registered representative | CFA | Apr 2022 (4y) | |
| Benjamin Wolcott Upward | Registered representative | Aug 2023 (3y) | ||
| Christopher John Burke | Registered representative | CFP | Aug 2023 (3y) | |
| Erin Kathleen Farley | Registered representative | CFP | Aug 2025 (1y) | |
| Devin Robert Cragin | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Focus Operating, Llc | Member (Manager) | Apr 2022 | A | 75% or more |
| Focus Financial Partners, Llc | Member | Jan 2007 | B | ≈ 56.25% – 100% via Focus Operating, Llc |
| Focus Financial Partners Inc. | Member | Jul 2018 | B | ≈ 42.19% – 100% via Focus Financial Partners, Llc |
| Ferdinand Ffp Acquisition, Llc | Shareholder, Class A Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners Inc. |
| Ferdinand Ffp Ultimate Holdings, Lp | Shareholder, Class B Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners Inc. |
| Ferdinand Ffp Intermediate Holdings, Llc | Member | Aug 2023 | B | ≈ 23.73% – 100% via Ferdinand Ffp Acquisition, Llc |
| Ferdinand Ffp Parent, Inc. | Member | Aug 2023 | B | ≈ 17.8% – 100% via Ferdinand Ffp Intermediate Holdings, Llc |
| Cd&R Ferdinand Holdings, L.P. | Partner | Aug 2023 | B | ≈ 15.82% – 75% via Ferdinand Ffp Ultimate Holdings, Lp |
| Clayton, Dubilier & Rice Fund Xii, L.P. | Partner | Aug 2023 | B | ≈ 7.91% – 56.25% via Cd&R Ferdinand Holdings, L.P. |
| Cd&R Ferdinand Co Investor, L.P. | Partner | Aug 2023 | B | ≈ 3.96% – 37.5% via Cd&R Ferdinand Holdings, L.P. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Focus Financial Partners, Llc: 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Focus Financial Partners Inc.: 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ferdinand Ffp Acquisition, Llc: 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Ultimate Holdings, Lp: 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Intermediate Holdings, Llc: 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Ferdinand Ffp Parent, Inc.: 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Cd&R Ferdinand Holdings, L.P.: 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Clayton, Dubilier & Rice Fund Xii, L.P.: 50% – 75% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 7.91% – 56.25% of the firm
- Cd&R Ferdinand Co Investor, L.P.: 25% – 50% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 3.96% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • REVENUE SHARING WITH FRS (OUR AFFILIATE), UPTIQ AND FLOURISH
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $2.1B (53% of AUM) Mar 2026
- RBC $1.3B (32% of AUM) Mar 2026
- BNY Mellon $447M (11% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗