AUMdb

Private Capital Asset Management Llc

SEC-registered Wealth Manager · Boutique (under $100M) CRD 317930 · SEC file 801-123413 · Darien, CT · www.privatecapitalassetmgmt.com
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$13.0M
Discretionary
$13.0M
Clients
8
Avg AUM / client
$1.6M
Accounts
9
Employees
4

AUM over time

$0 $13.0M
Dec 2021 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 30, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 4 $2.0M 15.1%
High net worth individuals 2 $10.1M 77.6%
Charitable organizations 1 $918K 7.07%
Corporations and other businesses 1 $28.7K 0.22%

People (7)

NameRole / titleCredentialsWith firm sinceOwnership
Andrews, Ashley, Chase Shareholder Jan 1997 (30y) ≈ 25% – 56.25% via Private Management And Consulting Group, Inc
Andrews, Suzanne, Champion Shareholder Jan 1997 (30y) ≈ 25% – 56.25% via Private Management And Consulting Group, Inc
Morse, Sarah, Cummings Executor May 2019 (7y) ≈ 18.75% – 56.25% via Estate Of Robert P. Morse
Matthew Chase Andrews Co President & Secretary Nov 2021 (5y) Less than 5%
Morse, Robert, Bradley President Nov 2021 (5y) Less than 5%
Torregrossa, Ann, Margaret Vice President Of Operations Nov 2021 (5y) Less than 5%
Mclaughlin, Ian, Andrew Chief Compliance Officer Mar 2022 (4y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Morse Asset Management, Inc. Member Nov 2021 A 50% – 75%
Private Management And Consulting Group, Inc Member Nov 2021 A 50% – 75%
Estate Of Robert P. Morse Shareholder May 2019 B ≈ 25% – 56.25% via Morse Asset Management, Inc.

Estimated effective ownership (look-through of filed bands):

  • Andrews, Ashley, Chase: 50% – 75% of Private Management And Consulting Group, Inc × 50% – 75% direct ≈ 25% – 56.25% of the firm
  • Andrews, Suzanne, Champion: 50% – 75% of Private Management And Consulting Group, Inc × 50% – 75% direct ≈ 25% – 56.25% of the firm
  • Morse, Sarah, Cummings: 75% – 100% of Estate Of Robert P. Morse × 50% – 75% of Morse Asset Management, Inc. × 50% – 75% direct ≈ 18.75% – 56.25% of the firm
  • Estate Of Robert P. Morse: 50% – 75% of Morse Asset Management, Inc. × 50% – 75% direct ≈ 25% – 56.25% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 1.17 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

  • Pershing $13.0M (100% of AUM) Mar 2026

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗