Quantum Financial Advisors, Llc
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 451
- Avg AUM / client
- $3.3M
- Accounts
- 1,707
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Jun 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 280 | $285M | 19.2% |
| High net worth individuals | 171 | $1.2B | 79.9% |
| Pension and profit sharing plans | Fewer than 5 clients | $12.2M | 0.82% |
| Corporations and other businesses | Fewer than 5 clients | $509K | 0.03% |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Darius Geiser Gagne | Partner | CFP | Nov 2021 (5y) | 10% – 25% |
| David Allen Dewolf | Partner | CFP | Nov 2021 (5y) | 10% – 25% |
| Murray, Sean, Patrick | Chief Compliance Officer | Nov 2021 (5y) | Less than 5% | |
| Scott Miller Swanson | Partner | CFP | Nov 2021 (5y) | 10% – 25% |
| Elizabeth James Greulich | Partner | CFP | Feb 2022 (5y) | 10% – 25% |
| John Dah Ji Eing | Partner | CFP | Feb 2022 (5y) | 10% – 25% |
| Wende Mattson Headley | Partner | CFP | Feb 2022 (5y) | 10% – 25% |
| Ryan Anthony Balderian | Partner | Feb 2022 (4y) | Less than 5% | |
| Matthew John Higgins | Registered representative | CFP | Feb 2022 (5y) | |
| Alexandra Noelle Long | Registered representative | Jan 2024 (3y) | ||
| Tracy Ann Shemano | Registered representative | Jan 2024 (3y) | ||
| Adam Guadalupe Salas | Registered representative | CFP CFA | Jan 2025 (2y) | |
| Jessica Lu Buetow | Registered representative | CFP | Jan 2025 (2y) | |
| Jhojilyn V Malicdan | Registered representative | May 2025 (1y) | ||
| Kimberly Helm | Registered representative | CFP | Jul 2025 (1y) | |
| Rasheed Ahmed | Registered representative | CFP | Jul 2026 (0y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/05/2026 | 983 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $1.4B (97% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 05, 2026.
View current Form ADV (SEC/IAPD) ↗