Zest Capital Llc
- Regulatory AUM
- $90.6M
- Discretionary
- $81.0M
- Clients
- 8
- Avg AUM / client
- $11.3M
- Accounts
- 8
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4 | $2.8M | 3.06% |
| High net worth individuals | 2 | $6.8M | 7.53% |
| Pooled investment vehicles (non-investment companies) | 2 | $81.0M | 89.4% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Do Nascimento Silva, Arthur | Ceo | Feb 2021 (6y) | ≈ 37.5% – 75% via Zest Group Llc | |
| Galvez Fernandez, Alvaro, Eduardo | Shareholder | Sep 2023 (3y) | ≈ 18.75% – 50% via Zest Group Llc | |
| Rajiv Shah | Chief Compliance Officer | Dec 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Zest Group Llc | Owner | Sep 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Do Nascimento Silva, Arthur: 50% – 75% of Zest Group Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Galvez Fernandez, Alvaro, Eduardo: 25% – 50% of Zest Group Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 998 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $4.8M (3% of AUM) Jul 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗