The Financial Resource Center, Inc.
- Regulatory AUM
- $642M
- Discretionary
- $0
- Clients
- 247
- Avg AUM / client
- $2.6M
- Accounts
- 389
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 237 | $104M | 16.2% |
| Pension and profit sharing plans | 5 | $13.5M | 2.1% |
| State or municipal government entities | 3 | $522M | 81.2% |
| Corporations and other businesses | 2 | $3.4M | 0.53% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carol Jean Lane | President | CFP | Sep 2021 (5y) | 75% or more |
| Evan Tyler Lane | Chief Compliance Officer | CFP | Sep 2021 (5y) | Less than 5% |
| Jerry Mark King | Registered representative | CFP | Dec 2021 (5y) | |
| Kerry Spell Pennington | Registered representative | May 2022 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 946 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Voya Financial $129M (20% of AUM) Mar 2026
- Sei Investments Distribution Co. $107M (17% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗