Trg Investment Advisors, Llc
- Regulatory AUM
- $167M
- Discretionary
- $136M
- Clients
- 241
- Avg AUM / client
- $693K
- Accounts
- 413
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 161 | $53.6M | 32.0% |
| High net worth individuals | 80 | $101M | 60.6% |
| Corporations and other businesses | Fewer than 5 clients | $12.3M | 7.33% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Health Care And Rehabilitation Services Of Southeastern Vermont Health Care And Rehabilitation Services Of Southeastern Vermont | 2024 | |
| D.E.W. Construction 401(k) Profit Sharing Plan D.E.W. Construction Corp. | 2024 | |
| Cn Holdings Retirement Profit Sharing Plan Cn Holdings, Inc. | 2024 | |
| Newsbank Retirement Savings Plan Newsbank, Inc. | 2024 | |
| Landmark College Retirement Plan Landmark College, Inc. | 2024 | |
| Onion River Co Op 401(k) Plan Onion River Cooperative Dba City Market | 2024 | |
| Holstein Association Usa, Inc. Retirement Savings Plan Holstein Association Usa, Inc. | Brattleboro, VT | 2024 |
| Sharjo Profit Sharing Plan Elite Restoration Holdings, Llc | 2024 | |
| New Chapter, Inc. 401(k) Plan New Chapter, Inc. | 2024 | |
| World Learning, Inc. Retirement Plan World Learning, Inc. | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Benjamin Walker Taggard | Chief Compliance Officer And Managing Member | Jul 2021 (5y) | Less than 5% | |
| Richards, Edward, A | Member | Jul 2021 (5y) | ≈ 18.75% – 50% via Richards Inc. | |
| Richards, Peter, Thomson | Member | Jul 2021 (5y) | ≈ 18.75% – 50% via Richards Inc. | |
| Allisyn Lambert | Registered representative | Aug 2021 (5y) | ||
| Steven Thomas Burnett | Registered representative | Aug 2021 (5y) | ||
| Dennis Mark Gambino | Registered representative | Feb 2023 (3y) | ||
| Tracey Lynn John | Registered representative | Apr 2023 (3y) | ||
| Clinton Tyler Wood | Registered representative | Nov 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Richards Inc. | Owner | Jul 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Richards, Edward, A: 25% – 50% of Richards Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Richards, Peter, Thomson: 25% – 50% of Richards Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (10)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Health Care And Rehabilitation Services Of Southeastern Vermont | Health Care And Rehabilitation Services Of Southeastern Vermont | 566 | $26.3M | 07/01/2024 |
| D.E.W. Construction 401(k) Profit Sharing Plan | D.E.W. Construction Corp. | 111 | $15.2M | 01/01/2024 |
| Cn Holdings Retirement Profit Sharing Plan | Cn Holdings, Inc. | 105 | $16.2M | 01/01/2024 |
| Newsbank Retirement Savings Plan | Newsbank, Inc. | 330 | $59.1M | 01/01/2024 |
| Landmark College Retirement Plan | Landmark College, Inc. | 351 | $44.6M | 01/01/2024 |
| Onion River Co Op 401(k) Plan | Onion River Cooperative Dba City Market | 261 | $11.5M | 01/01/2024 |
| Holstein Association Usa, Inc. Retirement Savings Plan | Holstein Association Usa, Inc. | 88 | $25.2M | 01/01/2024 |
| Sharjo Profit Sharing Plan | Elite Restoration Holdings, Llc | 85 | $17.9M | 01/01/2024 |
| New Chapter, Inc. 401(k) Plan | New Chapter, Inc. | 185 | $19.5M | 01/01/2024 |
| World Learning, Inc. Retirement Plan | World Learning, Inc. | 457 | $96.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Teachers Insurance And Annuity Assoc Of America $271M (24% of AUM) Jan 2026
- Raymond James $166M (99% of AUM) Jul 2026
- Voya Financial $138M (12% of AUM) Jan 2026
- Fidelity Brokerage Services $126M (11% of AUM) Jan 2026
- T. Rowe Price Investment Services, Inc. $125M (11% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗