W. H. Reaves & Co., Inc.
SEC-registered
Mutual Fund / Asset Manager · Mid-sized ($1B–$10B)
CRD 3140
· SEC file 801-13457
· Jersey City, NJ
· WWW.REAVESASSETMANAGEMENT.COM
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ADV data as of Feb 10, 2026
- Regulatory AUM
- $5.9B
- Discretionary
- $5.9B
- Clients
- 283
- Avg AUM / client
- $21.0M
- Accounts
- 283
- Employees
- 21
AUM over time
$2.2B
$5.9B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Feb 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 263 | $228M | 3.83% |
| High net worth individuals | 3 | $29.9M | 0.5% |
| Investment companies | 3 | $5.7B | 95.1% |
| Charitable organizations | 7 | $13.1M | 0.22% |
| Corporations and other businesses | 7 | $18.2M | 0.31% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| United Food And Commercial Workers Local 1546 Pension Plan Board Of Trustees Of United Food & Commercial Wkrs Local 1546 Pension | 2024 | |
| Retirement Plan For Employees Of Rehabilitation Institute Of Chicago Rehabilitation Institute Of Chicago Dba Shirley Ryan Abilitylab | 2024 | |
| Ohio Operating Engineers Pension Plan Ohio Operating Engineers Pension Plan | 2024 | |
| Screen Actors Guild Producers Pension Plan Board Of Trustees Screen Actors Guild Producers | 2024 | |
| Cottage Health Pension Plan Cottage Health | 2024 | |
| Retirement Plan For Employees Of S.C. Johnson & So S.C. Johnson & Son, Inc. | 2024 | |
| The General Pension Plan Of The International Union Of Operating Engineers Pension Bd Of The General Pension Plan Of The Int'l Union Of Operating | 2024 | |
| Mason Tenders District Council Annuity Fund Board Of Trustees Mason Tenders District Council Annuity Fund | 2024 | |
| Employers & Operating Engineers Local 520 Pension Fund Employers & Operating Engineers Local 520 Pension Fund Board Of Truste | 2024 | |
| H E B Savings & Retirement Plan H.E.Butt Grocery Company | 2024 | |
| Operating Engineers Local 101 Pension Fund Board Of Trustees Of Operating Engineers Local 101 Pension Fund | 2024 | |
| Elmhurst Memorial Hospital Retirement Plan Elmhurst Memorial Hospital | 2024 | |
| Cummins Pension Plan Cummins Inc. | 2024 | |
| Northwest Community Hospital Employees Retirement Plan Northwest Community Hospital | Evanston, IL | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Porter, Timothy, Ottaviano | Vice President | Jun 2007 (19y) | 10% – 25% | |
| Rhame, Joseph, Burns | Ceo | May 2010 (16y) | 10% – 25% | |
| Weeks, Brian, Wallace | Vice President | Mar 2015 (11y) | 10% – 25% | |
| Bartlett, John, Prentiss | President | Jul 2019 (7y) | Less than 5% | |
| Pass, David, Marc | Vice President, Secretary, Chief Operating Officer, Cfo | Jul 2019 (7y) | 10% – 25% | |
| Gavlick, Stephen | Chief Compliance Officer | Jul 2022 (4y) | Less than 5% | |
| Ronald James Sorenson | Registered representative | Nov 2003 (23y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| John Bartlett Gst Exempt Trust | Shareholder | Dec 2021 | A | 10% – 25% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (14)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| United Food And Commercial Workers Local 1546 Pension Plan | Board Of Trustees Of United Food & Commercial Wkrs Local 1546 Pension | 4,533 | $217M | 09/01/2024 |
| Retirement Plan For Employees Of Rehabilitation Institute Of Chicago | Rehabilitation Institute Of Chicago Dba Shirley Ryan Abilitylab | 396 | $217M | 09/01/2024 |
| Ohio Operating Engineers Pension Plan | Ohio Operating Engineers Pension Plan | 10,813 | $3.9B | 08/01/2024 |
| Screen Actors Guild Producers Pension Plan | Board Of Trustees Screen Actors Guild Producers | 31,218 | $5.3B | 01/01/2024 |
| Cottage Health Pension Plan | Cottage Health | 3,796 | $890M | 01/01/2024 |
| Retirement Plan For Employees Of S.C. Johnson & So | S.C. Johnson & Son, Inc. | 484 | $407M | 01/01/2024 |
| The General Pension Plan Of The International Union Of Operating Engineers | Pension Bd Of The General Pension Plan Of The Int'l Union Of Operating | 2,198 | $1.2B | 01/01/2024 |
| Mason Tenders District Council Annuity Fund | Board Of Trustees Mason Tenders District Council Annuity Fund | 11,080 | $944M | 01/01/2024 |
| Employers & Operating Engineers Local 520 Pension Fund | Employers & Operating Engineers Local 520 Pension Fund Board Of Truste | 989 | $328M | 01/01/2024 |
| H E B Savings & Retirement Plan | H.E.Butt Grocery Company | 113,055 | $4.3B | 01/01/2024 |
| Operating Engineers Local 101 Pension Fund | Board Of Trustees Of Operating Engineers Local 101 Pension Fund | 3,625 | $1.0B | 01/01/2024 |
| Elmhurst Memorial Hospital Retirement Plan | Elmhurst Memorial Hospital | 0 | $0 | 01/01/2024 |
| Cummins Pension Plan | Cummins Inc. | 28,798 | $3.2B | 01/01/2024 |
| Northwest Community Hospital Employees Retirement Plan | Northwest Community Hospital | 0 | $0 | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/10/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • PERCENTAGE OF ASSETS MANAGED BY OTHERS USING OUR MODEL (UMA)
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $239M (7% of AUM) Mar 2018
- Pershing $135M (2% of AUM) Feb 2026
- RBC $112M (2% of AUM) Feb 2026
- U.S. Bank $49.3M (2% of AUM) Feb 2024
- BNY Mellon $40.0M (1% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 10, 2026.
View current Form ADV (SEC/IAPD) ↗