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Wealth Manager · Mid-sized ($1B–$10B)
CRD 313171
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ADV data as of Jul 01, 2025
- Regulatory AUM
- $2.5B
- Discretionary
- $566M
- Clients
- 6,688
- Avg AUM / client
- $369K
- Accounts
- 9,556
- Employees
- 389
AUM over time
$1.9B
$2.5B
Dec 2020
Jul 2025
Annual snapshots from Form ADV filings · as of Jul 01, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6,214 | $1.5B | 61.8% |
| High net worth individuals | 421 | $904M | 36.6% |
| Pension and profit sharing plans | 13 | $11.6M | 0.47% |
| Charitable organizations | 12 | $7.3M | 0.3% |
| Corporations and other businesses | 28 | $20.9M | 0.85% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Pershing $2.3B (95% of AUM) Jul 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2025.