Main Street Retirement Planning, Llc
- Regulatory AUM
- $717M
- Discretionary
- $717M
- Clients
- 1,688
- Avg AUM / client
- $425K
- Accounts
- 2,927
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,543 | $448M | 62.6% |
| High net worth individuals | 145 | $268M | 37.4% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dragon, Elias, Thomas | Trustee | Feb 2021 (6y) | GP / trustee / elected manager of Elias Thomas Dragon Irrevocable Trust (indirect) | |
| Elias Robert Dragon | Chief Compliance Officer/Chief Financial Officer/Owner | CFP Chartered Financial Consultant | Feb 2021 (6y) | 50% – 75% |
| Jennifer Ann Dragon | Trustee | CFP Personal Financial Specialist | Feb 2021 (6y) | Less than 5% |
| Krehel, Jessica, M | Trustee | Feb 2021 (6y) | GP / trustee / elected manager of Jessica Marie Krehel Irrevocable Trust (indirect) | |
| Mark Joseph Krehel | Chief Technical Officer | CFP | Feb 2021 (6y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Elias Thomas Dragon Irrevocable Trust | Owner | Feb 2021 | A | 10% – 25% |
| Jessica Marie Krehel Irrevocable Trust | Owner | Feb 2021 | A | 10% – 25% |
| Jennifer Ann Dragon Irrevocable Trust | Owner | Feb 2021 | A | 10% – 25% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/02/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- SEI Private Trust $717M (100% of AUM) Mar 2026
- Sei Investments Distribution Co. $613M (100% of AUM) Dec 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 02, 2026.
View current Form ADV (SEC/IAPD) ↗