Tamarisk Financial, Llc
- Regulatory AUM
- $781M
- Discretionary
- $781M
- Clients
- 1,378
- Avg AUM / client
- $567K
- Accounts
- 2,993
- Employees
- 23
AUM over time
Annual snapshots from Form ADV filings · as of Jul 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,218 | $278M | 35.6% |
| High net worth individuals | 160 | $499M | 63.9% |
| Charitable organizations | Fewer than 5 clients | $3.5M | 0.44% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Repco Lite Paints, Inc. Profit Sharing 401(k) Plan Repco Lite Paints, Inc. | 2024 |
People (19)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kevin Howard Clark | Managing Partner | Dec 2020 (6y) | 5% – 10% | |
| Aaron Michael Clark | Member/Ceo/Partner | Feb 2021 (5y) | 25% – 50% | |
| Stephanie Lynn Smith | Client Operations Specialist | Feb 2021 (5y) | Less than 5% | |
| Thomas Scott Bosch | Member/Partner | Jan 2023 (4y) | 10% – 25% | |
| Elfenbein, Lonny, Scott | Chief Compliance Officer | May 2023 (3y) | Less than 5% | |
| Filippini, Ken | Trustee | Dec 2023 (3y) | GP / trustee / elected manager of Kdc Revocable Living Trust (indirect) | |
| Ryan Michael Gorman | Chief Investment Officer | CFA | Jun 2024 (2y) | Less than 5% |
| Shane Alan Ailes | Registered representative | Feb 2021 (5y) | ||
| Kenneth Alan Bauman | Registered representative | Jul 2021 (5y) | ||
| Heather Lynnelle Mosher | Registered representative | Jan 2022 (5y) | ||
| Kyle Joshua Bross | Registered representative | Jun 2023 (3y) | ||
| Jeffrey David Perkins | Registered representative | Oct 2023 (3y) | ||
| Samuel William Sikkel | Registered representative | Aug 2024 (2y) | ||
| Caleb Jay Schoon | Registered representative | Sep 2024 (2y) | ||
| Kurt Thomas Jolly | Registered representative | Dec 2024 (2y) | ||
| Matthew Alexander Hogg | Registered representative | Jan 2025 (2y) | ||
| Brent Harold Rhoads | Registered representative | May 2025 (1y) | ||
| Jacqueline Anne Antone | Registered representative | Jul 2025 (1y) | ||
| Kirsen Lynn Doolittle | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Symphony Grove Llc. | Partner | Dec 2023 | A | 25% – 50% |
| Kdc Revocable Living Trust | Partner | Dec 2023 | B | ≈ 6.25% – 25% via Symphony Grove Llc. |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kdc Revocable Living Trust: 25% – 50% of Symphony Grove Llc. × 25% – 50% direct ≈ 6.25% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Repco Lite Paints, Inc. Profit Sharing 401(k) Plan | Repco Lite Paints, Inc. | 106 | $3.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/23/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Raymond James $556M (71% of AUM) Apr 2026
- Charles Schwab & Co. Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 22, 2026.
View current Form ADV (SEC/IAPD) ↗