Concord Asset Management, Llc
- Regulatory AUM
- $639M
- Discretionary
- $639M
- Clients
- 9
- Avg AUM / client
- $71.0M
- Accounts
- 1,653
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 19, 2026
Investments (13F portfolio — 117 positions, $591,826,186)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Index Shs Fds | STATE STREET SPD | $34,145,835 | 747,992 | 5.77% | 5.34% |
| 2 | Spdr Series Trust | STATE STREET SPD | $32,385,833 | 1,077,015 | 5.47% | 5.06% |
| 3 | Spdr Series Trust | STATE STREET SPD | $32,155,580 | 1,121,967 | 5.43% | 5.03% |
| 4 | Spdr Series Trust | STATE STREET SPD | $32,092,414 | 956,840 | 5.42% | 5.02% |
| 5 | Ssga Active Tr | STATE STREET BLA | $31,813,601 | 1,142,730 | 5.38% | 4.98% |
| 6 | Vanguard Scottsdale Fds | SHORT TERM TREAS | $31,485,228 | 537,841 | 5.32% | 4.92% |
| 7 | Spdr Series Trust | STATE STREET SPD | $20,843,962 | 212,889 | 3.52% | 3.26% |
| 8 | American Centy Etf Tr | AVANTIS EMGMKT | $19,237,750 | 238,741 | 3.25% | 3.01% |
| 9 | Nvidia Corporation | COM | $16,734,902 | 95,957 | 2.83% | 2.62% |
| 10 | Apple Inc | COM | $15,593,818 | 61,444 | 2.63% | 2.44% |
| 11 | Microsoft Corp | COM | $11,473,155 | 30,994 | 1.94% | 1.79% |
| 12 | Spdr Index Shs Fds | STATE STREET SPD | $11,317,115 | 248,172 | 1.91% | 1.77% |
| 13 | Broadcom Inc | COM | $9,864,348 | 31,871 | 1.67% | 1.54% |
| 14 | American Centy Etf Tr | US SML CP VALU | $9,696,836 | 87,778 | 1.64% | 1.52% |
| 15 | Wisdomtree Tr | US MIDCAP DIVID | $9,085,520 | 172,926 | 1.54% | 1.42% |
| 16 | Invesco Exchange Traded Fd T | S&P MDCP QUALITY | $8,881,550 | 85,920 | 1.5% | 1.39% |
| 17 | Alphabet Inc | CAP STK CL A | $8,618,767 | 29,972 | 1.46% | 1.35% |
| 18 | Amazon Com Inc | COM | $8,384,950 | 40,260 | 1.42% | 1.31% |
| 19 | Jpmorgan Chase & Co | COM | $8,131,271 | 27,642 | 1.37% | 1.27% |
| 20 | Ishares Tr | INTL DIV GRWTH | $7,516,039 | 89,722 | 1.27% | 1.18% |
| 21 | Vanguard Whitehall Fds | INTL DVD ETF | $7,120,624 | 80,495 | 1.2% | 1.11% |
| 22 | American Centy Etf Tr | US LARGE CAP VLU | $6,673,541 | 82,788 | 1.13% | 1.04% |
| 23 | Meta Platforms Inc | CL A | $6,658,458 | 11,638 | 1.13% | 1.04% |
| 24 | Caterpillar Inc | COM | $6,057,383 | 8,550 | 1.02% | 0.95% |
| 25 | Lockheed Martin Corp | COM | $5,676,713 | 9,392 | 0.96% | 0.89% |
Top 25 of 117 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other investment advisers | Fewer than 5 clients | $639M | 100.0% |
| Corporations and other businesses | 9 | — | — |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jonathan Robert Weatherly | Chief Compliance Officer | Jan 2020 (7y) | Less than 5% | |
| Jonathan Wade Lopez | President | CFP | Jan 2020 (7y) | ≈ 37.5% – 75% via Concord Wealth Holdings, Llc |
| Manela, Jonathan, David | Managing Member | Sep 2020 (6y) | ≈ 18.75% – 50% via Edge Strategic Services, Llc | |
| Gary Neil Aiken | Chief Investment Officer | Dec 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Concord Wealth Holdings, Llc | Managing Member | Sep 2020 | A | 75% or more |
| Edge Strategic Services, Llc | Member | Sep 2020 | A | 25% – 50% |
Estimated effective ownership (look-through of filed bands):
- Jonathan Wade Lopez: 50% – 75% of Concord Wealth Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Manela, Jonathan, David: 75% – 100% of Edge Strategic Services, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $620M (97% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗