Milestone Asset Management, Llc
- Regulatory AUM
- $691M
- Discretionary
- $691M
- Clients
- 1,359
- Avg AUM / client
- $508K
- Accounts
- 3,229
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Feb 20, 2026
Investments (13F portfolio — 259 positions, $636,037,989)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | First Tr Exchng Traded Fd Vi | FT LADD BUFF ETF | $38,019,693 | 1,040,780 | 5.98% | 5.5% |
| 2 | Ishares Tr | 0-3 MTH TREASURY | $29,381,074 | 291,854 | 4.62% | 4.25% |
| 3 | Spdr Series Trust | ST STR RATE ETF | $24,572,027 | 796,500 | 3.86% | 3.56% |
| 4 | Apple Inc | COM | $19,113,357 | 66,053 | 3.01% | 2.77% |
| 5 | State Str Spdr S&P 500 Etf T | TR UNIT | $14,330,045 | 19,189 | 2.25% | 2.07% |
| 6 | Ishares Tr | CORE S&P500 ETF | $14,042,987 | 18,751 | 2.21% | 2.03% |
| 7 | First Tr Exchng Traded Fd Vi | FT VEST DEEP ETF | $11,756,549 | 395,577 | 1.85% | 1.7% |
| 8 | Nvidia Corporation | COM | $10,666,830 | 53,310 | 1.68% | 1.54% |
| 9 | Ishares Tr | US TREAS BD ETF | $8,469,316 | 371,787 | 1.33% | 1.23% |
| 10 | Ishares Tr | SYSTEMATIC BD ET | $8,307,479 | 93,640 | 1.31% | 1.2% |
| 11 | Bristol Myers Squibb Co | COM | $8,173,311 | 141,848 | 1.29% | 1.18% |
| 12 | Etf Ser Solutions | LHA MKT ST TACTL | $7,989,066 | 186,273 | 1.26% | 1.16% |
| 13 | J P Morgan Exchange Traded F | NASDAQ EQT PREM | $7,825,072 | 127,319 | 1.23% | 1.13% |
| 14 | Eli Lilly & Co | COM | $7,695,040 | 6,415 | 1.21% | 1.11% |
| 15 | Blackrock Etf Trust | ISHARES US EQUIT | $7,686,209 | 113,015 | 1.21% | 1.11% |
| 16 | Ishares Tr | S&P 500 GRWT ETF | $7,402,410 | 53,823 | 1.16% | 1.07% |
| 17 | Blackrock Etf Trust Ii | ISHA GLO USD ETF | $7,092,650 | 141,035 | 1.12% | 1.03% |
| 18 | Invesco Exch Trd Slf Idx Fd | BULSHS 2026 CB | $6,955,334 | 356,227 | 1.09% | 1.01% |
| 19 | Blackrock Etf Trust Ii | ISHA FLEX IN ETF | $6,936,020 | 132,518 | 1.09% | 1.0% |
| 20 | Spdr Series Trust | ST STR P500VAL | $6,692,224 | 110,087 | 1.05% | 0.97% |
| 21 | Costco Wholesale Corporation | COM | $6,576,969 | 7,030 | 1.03% | 0.95% |
| 22 | Amgen Inc | COM | $6,474,669 | 17,878 | 1.02% | 0.94% |
| 23 | First Tr Exchng Traded Fd Vi | FT VEST U.S EQT | $6,434,566 | 149,502 | 1.01% | 0.93% |
| 24 | Caterpillar Inc | COM | $6,318,207 | 5,933 | 0.99% | 0.91% |
| 25 | Ishares Tr | MSCI ACWI EX US | $6,210,650 | 81,600 | 0.98% | 0.9% |
Top 25 of 259 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 335 | $425M | 61.6% |
| High net worth individuals | 1,012 | $264M | 38.2% |
| Charitable organizations | 2 | $276K | 0.04% |
| Corporations and other businesses | 10 | $1.7M | 0.24% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael David Ausherman | Trustee | Chartered Financial Consultant | Jun 2015 (11y) | Less than 5% |
| Richard Todd Baker | Trustee | Jul 2017 (9y) | Less than 5% | |
| Thomas Brian Hayes | Member, Managing Partner | Jul 2020 (6y) | 25% – 50% | |
| Walter John West | Member, Managing Partner | Jul 2020 (6y) | 25% – 50% | |
| Alan Laurin Pershing | Registered representative | Mar 2021 (5y) | ||
| Patrick Thomas Reinheimer | Registered representative | Chartered Financial Consultant | May 2022 (4y) | |
| Colin Charles Joseph Barcley | Registered representative | Dec 2022 (4y) | ||
| Calen K. Cummins | Registered representative | Jun 2024 (2y) | ||
| Thomas Avery Hayes | Registered representative | Jun 2024 (2y) | ||
| Jared Foote | Registered representative | Apr 2025 (1y) | ||
| Dennis John Jacques | Registered representative | Aug 2025 (1y) | ||
| Austin Catania | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Richard Todd Baker Living Trust, Dated January 19, 2017 | Member | Jul 2020 | A | 25% – 50% |
| The Michael D. Ausherman, Jr. Living Trust, Dated June 25, 2015 | Member | Jul 2020 | A | 25% – 50% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/20/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $691M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 20, 2026.
View current Form ADV (SEC/IAPD) ↗