Assuredpartners Investment Advisors, Llc
SEC-registered
Investment Adviser · Mid-sized ($1B–$10B)
CRD 309550
· SEC file 801-117771
· Tampa, FL
· www.apadvisors.com
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ADV data as of Jul 16, 2026
- Regulatory AUM
- $3.9B
- Discretionary
- $3.9B
- Clients
- 2,159
- Avg AUM / client
- $1.8M
- Accounts
- 4,276
- Employees
- 58
AUM over time
$112M
$3.9B
Dec 2021
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,437 | $466M | 12.0% |
| High net worth individuals | 381 | $792M | 20.4% |
| Pension and profit sharing plans | 330 | $1.3B | 34.1% |
| Charitable organizations | Fewer than 5 clients | $406K | 0.01% |
| State or municipal government entities | Fewer than 5 clients | $1.3B | 33.2% |
| Corporations and other businesses | 11 | $9.3M | 0.24% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Lakeside Country Club 401(k) Plan Lakeside Country Club | 2024 | |
| Cibt 401(k) Retirement Savings Plan Cibt Inc | 2024 | |
| Patterson & Sheridan, Llp Profit Sharing 401(k) Plan Patterson & Sheridan, Llp | 2024 | |
| American Homestar Corporation 401(k) Retirement Plan American Homestar Corporation | 2024 | |
| Access Sciences Corporation 401(k) Retirement Plan Access Sciences Corporation | 2024 | |
| Ascensus Secure Retirement Pooled Employer Plan Newport Group, Inc. | 2024 | |
| Hall Industries, Inc. 401(k) Retirement Plan Hall Industries, Inc. | 2024 | |
| Larson Motors, Inc. 401(k) Plan Larson Motors, Inc. | 2024 | |
| Noah Medical 401(k) Plan Noah Medical Corporation | 2024 | |
| Noo Kayet Development Corporation 401(k) Plan Noo Kayet Development Corporation | 2024 | |
| Aegis Senior Communities, Llc 401(k) Plan Aegis Senior Communities, Llc | 2024 |
People (41)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ward, Jacqueline, Mary Le Maitre | Trustee | May 2010 (16y) | GP / trustee / elected manager of Hirzel Iv Purpose Trust (indirect) | |
| Cresswell, Simon, Bernard | Enforcer | Sep 2015 (11y) | GP / trustee / elected manager of Hirzel Iv Purpose Trust (indirect) | |
| Guille, Andrew, William | Trustee | Dec 2018 (8y) | GP / trustee / elected manager of Hirzel Iv Purpose Trust (indirect) | |
| Callaham, Justin, P. | President / Cco | May 2019 (7y) | Less than 5% | |
| Kinnett, Stanley, K | Secretary | May 2019 (7y) | Less than 5% | |
| Vrendenburg, Paul, Andrew | Elected Manager | May 2019 (7y) | Less than 5% | |
| Arthur Floyd Hazen | Chief Operating Officer | Mar 2024 (2y) | Less than 5% | |
| Dustin Alan Jones | Registered representative | CFP | Oct 2022 (4y) | |
| Ronald Lawrence Myers | Registered representative | CFP Personal Financial Specialist | Oct 2022 (4y) | |
| Solomon Edward Reeves | Registered representative | Dec 2022 (4y) | ||
| Beverly Clare Bankus | Registered representative | Jan 2023 (4y) | ||
| Daniel Glenn Stafford | Registered representative | Jan 2023 (4y) | ||
| Gary Michael Casciola | Registered representative | Apr 2023 (3y) | ||
| Ryan Christopher Baumbach | Registered representative | Jul 2023 (3y) | ||
| Mia Medina Bohanan | Registered representative | Oct 2023 (3y) | ||
| Susan Patricia Hubbell Sanchez | Registered representative | Mar 2024 (2y) | ||
| David Michael Miller | Registered representative | Chartered Financial Consultant | May 2024 (2y) | |
| Charles Earl Osborne | Registered representative | May 2024 (2y) | ||
| Brandon R Heckert | Registered representative | CFP | May 2024 (2y) | |
| Andrew Murray Buchanan | Registered representative | Jun 2024 (2y) | ||
| Michael Brian Heckert | Registered representative | Jun 2024 (2y) | ||
| Michael David Smith | Registered representative | Jun 2024 (2y) | ||
| Brian Dee Heckert | Registered representative | Chartered Financial Consultant | Jul 2024 (2y) | |
| Jenna Lee De Moss | Registered representative | Jul 2024 (2y) | ||
| Justin Cole Aulds | Registered representative | Jul 2024 (2y) | ||
| Kyler Wayne Klingenberg | Registered representative | Jul 2024 (2y) | ||
| Leo Dominic Barczewski | Registered representative | Jul 2024 (2y) | ||
| Troy Pedtke | Registered representative | Jul 2024 (2y) | ||
| Ned Martin Burns | Registered representative | CFP | Aug 2024 (2y) | |
| Ashley Gabrielle Kolweier | Registered representative | Aug 2024 (2y) | ||
| Douglas Joel Vaughn | Registered representative | CFP | Oct 2024 (2y) | |
| Stephen Michael Erb | Registered representative | Oct 2024 (2y) | ||
| Sarah Ann Fullerton | Registered representative | Nov 2024 (2y) | ||
| Ian Francis Smith | Registered representative | Jan 2025 (2y) | ||
| Mason John Meyer | Registered representative | Jan 2025 (2y) | ||
| Milan Patrick Winters | Registered representative | Mar 2025 (1y) | ||
| David Christopher Roach | Registered representative | Jan 2026 (1y) | ||
| Michael John Voorheis | Registered representative | Jan 2026 (1y) | ||
| Sean Taylor Hong | Registered representative | Jan 2026 (1y) | ||
| Kyler Jared Spencer | Registered representative | CFP | Jan 2026 (1y) | |
| William Eric Barczewski | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Assuredpartners Capital, Inc. | Sole Member | Apr 2019 | A | 75% or more |
| Hirzel Iv Purpose Trust | Shareholder | Mar 2016 | B | 75% or more of Apax Guernsey (Holdco) Pcc Limited Apax Ix Cell (indirect) |
| Apax Guernsey (Holdco) Pcc Limited Apax Ix Cell | Shareholder | Oct 2015 | B | 75% or more of Apax Ix Gp Co. Limited (indirect) |
| Dolphin Midco, Inc. | Shareholder | Oct 2015 | B | ≈ 42.19% – 100% via Assuredpartners, Inc. |
| The Assuredpartners Group Lp | Shareholder | May 2019 | B | ≈ 23.73% – 100% via Dolphin Topco, Inc. |
| Dolphin Topco, Inc. | Shareholder | Oct 2015 | B | ≈ 31.64% – 100% via Dolphin Midco, Inc. |
| Assuredpartners, Inc. | Shareholder | Jul 2011 | B | ≈ 56.25% – 100% via Assuredpartners Capital, Inc. |
| Apax Ix Usd L.P. | Limited Partner | Feb 2019 | B | ≈ 2.97% – 37.5% via Yogi Berra Aggregator Lp |
| Gtcr (Ap) Investors Lp | Limited Partner | Feb 2019 | B | ≈ 11.87% – 75% via The Assuredpartners Group Lp |
| A9 Usd (Feeder) L.P. | Limited Partner | May 2016 | B | ≈ 0.74% – 18.75% via Apax Ix Usd L.P. |
| Gtcr Fund Xii/A Lp | Limited Partner | May 2019 | B | ≈ 2.97% – 37.5% via Gtcr (Ap) Investors Lp |
| Yogi Berra Aggregator Lp | Limited Partner | May 2019 | B | ≈ 5.93% – 50% via The Assuredpartners Group Lp |
| Apax Ix Gp Co. Limited | General Partner | Dec 2015 | B | GP / trustee / elected manager of Apax Ix Usd Gp L.P. Inc. (indirect) |
| Apax Is Usd Gp L.P. Inc. | General Partner | Dec 2015 | B | GP / trustee / elected manager of Apax Ix Usd L.P. (indirect) |
| Apax Ix Usd Gp L.P. Inc. | General Partner | Dec 2015 | B | GP / trustee / elected manager of A9 Usd (Feeder) L.P. (indirect) |
| Yogi Berra Aggregator Gp Co. Limited | General Partner | Feb 2019 | B | GP / trustee / elected manager of Yogi Berra Aggregator Lp (indirect) |
| Gtcr Investment Xii Llc | General Partner | Apr 2017 | B | GP / trustee / elected manager of Gtcr Partners Xii/A&C Lp (indirect) |
| Gtcr Partners Xii/A&C Lp | General Partner | Apr 2017 | B | GP / trustee / elected manager of Gtcr Fund Xii/A Lp (indirect) |
| The Assuredpartners Group Gp, Llc | General Partner | May 2019 | B | GP / trustee / elected manager of The Assuredpartners Group Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Dolphin Midco, Inc.: 75% – 100% of Assuredpartners, Inc. × 75% – 100% of Assuredpartners Capital, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- The Assuredpartners Group Lp: 75% – 100% of Dolphin Topco, Inc. × 75% – 100% of Dolphin Midco, Inc. × 75% – 100% of Assuredpartners, Inc. × 75% – 100% of Assuredpartners Capital, Inc. × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Dolphin Topco, Inc.: 75% – 100% of Dolphin Midco, Inc. × 75% – 100% of Assuredpartners, Inc. × 75% – 100% of Assuredpartners Capital, Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Assuredpartners, Inc.: 75% – 100% of Assuredpartners Capital, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Apax Ix Usd L.P.: 50% – 75% of Yogi Berra Aggregator Lp × 25% – 50% of The Assuredpartners Group Lp × 75% – 100% of Dolphin Topco, Inc. × 75% – 100% of Dolphin Midco, Inc. × 75% – 100% of Assuredpartners, Inc. × 75% – 100% of Assuredpartners Capital, Inc. × 75% – 100% direct ≈ 2.97% – 37.5% of the firm
- Gtcr (Ap) Investors Lp: 50% – 75% of The Assuredpartners Group Lp × 75% – 100% of Dolphin Topco, Inc. × 75% – 100% of Dolphin Midco, Inc. × 75% – 100% of Assuredpartners, Inc. × 75% – 100% of Assuredpartners Capital, Inc. × 75% – 100% direct ≈ 11.87% – 75% of the firm
- A9 Usd (Feeder) L.P.: 25% – 50% of Apax Ix Usd L.P. × 50% – 75% of Yogi Berra Aggregator Lp × 25% – 50% of The Assuredpartners Group Lp × 75% – 100% of Dolphin Topco, Inc. × 75% – 100% of Dolphin Midco, Inc. × 75% – 100% of Assuredpartners, Inc. × 75% – 100% of Assuredpartners Capital, Inc. × 75% – 100% direct ≈ 0.74% – 18.75% of the firm
- Gtcr Fund Xii/A Lp: 25% – 50% of Gtcr (Ap) Investors Lp × 50% – 75% of The Assuredpartners Group Lp × 75% – 100% of Dolphin Topco, Inc. × 75% – 100% of Dolphin Midco, Inc. × 75% – 100% of Assuredpartners, Inc. × 75% – 100% of Assuredpartners Capital, Inc. × 75% – 100% direct ≈ 2.97% – 37.5% of the firm
- Yogi Berra Aggregator Lp: 25% – 50% of The Assuredpartners Group Lp × 75% – 100% of Dolphin Topco, Inc. × 75% – 100% of Dolphin Midco, Inc. × 75% – 100% of Assuredpartners, Inc. × 75% – 100% of Assuredpartners Capital, Inc. × 75% – 100% direct ≈ 5.93% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (11)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Lakeside Country Club 401(k) Plan | Lakeside Country Club | 195 | $6.0M | 09/01/2024 |
| Cibt 401(k) Retirement Savings Plan | Cibt Inc | 245 | $19.5M | 01/01/2024 |
| Patterson & Sheridan, Llp Profit Sharing 401(k) Plan | Patterson & Sheridan, Llp | 137 | $53.7M | 01/01/2024 |
| American Homestar Corporation 401(k) Retirement Plan | American Homestar Corporation | 537 | $14.5M | 01/01/2024 |
| Access Sciences Corporation 401(k) Retirement Plan | Access Sciences Corporation | 124 | $14.0M | 01/01/2024 |
| Ascensus Secure Retirement Pooled Employer Plan | Newport Group, Inc. | 11,059 | $206M | 01/01/2024 |
| Hall Industries, Inc. 401(k) Retirement Plan | Hall Industries, Inc. | 216 | $13.6M | 01/01/2024 |
| Larson Motors, Inc. 401(k) Plan | Larson Motors, Inc. | 424 | $15.4M | 01/01/2024 |
| Noah Medical 401(k) Plan | Noah Medical Corporation | 351 | $11.0M | 01/01/2024 |
| Noo Kayet Development Corporation 401(k) Plan | Noo Kayet Development Corporation | 319 | $6.3M | 01/01/2024 |
| Aegis Senior Communities, Llc 401(k) Plan | Aegis Senior Communities, Llc | 2,828 | $21.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • COMPENSATION RELATED TO REFERRALS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $717M (18% of AUM) Jul 2026
- Charles Schwab & Co. $393M (10% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗