Wfa Of San Diego, Llc
- Regulatory AUM
- $207M
- Discretionary
- $177M
- Clients
- 263
- Avg AUM / client
- $787K
- Accounts
- 457
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 172 | $37.2M | 18.0% |
| High net worth individuals | 88 | $165M | 79.7% |
| Pension and profit sharing plans | 1 | $662K | 0.32% |
| Charitable organizations | 2 | $4.0M | 1.94% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dworsky, Meyer, Edwin | Member | Jan 2018 (9y) | ≈ 18.75% – 50% via Zermatt Holdings, Llc | |
| Louis David Dworsky | Ceo & Chief Compliance Officer | Jan 2018 (9y) | ≈ 18.75% – 50% via Zermatt Holdings, Llc | |
| Mayes, Ralph, Thomas | Member | Jan 2018 (9y) | ≈ 18.75% – 50% via Zermatt Holdings, Llc | |
| David Phipps White | Registered representative | Feb 2025 (1y) | ||
| Andrew Marshall Jensen | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Zermatt Holdings, Llc | Owner | Jan 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Dworsky, Meyer, Edwin: 25% – 50% of Zermatt Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Louis David Dworsky: 25% – 50% of Zermatt Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Mayes, Ralph, Thomas: 25% – 50% of Zermatt Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/17/2026 | 983 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • FINANCIAL PLANNNING FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $163M (79% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗