Giverny Capital Asset Management Llc
- Regulatory AUM
- $599M
- Discretionary
- $599M
- Clients
- 346
- Avg AUM / client
- $1.7M
- Accounts
- 346
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 116 | $71.7M | 12.0% |
| High net worth individuals | 221 | $507M | 84.6% |
| Charitable organizations | 1 | $14.1M | 2.36% |
| Corporations and other businesses | 8 | $6.1M | 1.03% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Francois Rochon | Shareholder | Jan 2007 (20y) | ≈ 28.13% – 75% via Musee Giverny Capital Inc. | |
| David Martin Poppe | Member | Nov 2019 (7y) | ≈ 37.5% – 75% via Poppe Henderson, Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Giverny Capital Management Inc. | Member | Dec 2019 | A | 50% – 75% |
| Poppe Henderson, Llc | Member | Dec 2019 | A | 50% – 75% |
| Musee Giverny Capital Inc. | Shareholder | Sep 2017 | B | ≈ 37.5% – 75% via Giverny Capital Management Inc. |
Estimated effective ownership (look-through of filed bands):
- Francois Rochon: 75% – 100% of Musee Giverny Capital Inc. × 75% – 100% of Giverny Capital Management Inc. × 50% – 75% direct ≈ 28.13% – 75% of the firm
- David Martin Poppe: 75% – 100% of Poppe Henderson, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Musee Giverny Capital Inc.: 75% – 100% of Giverny Capital Management Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $515M (86% of AUM) Mar 2026
- American Trust Investment Services, Inc. $58.0M (10% of AUM) Mar 2026
- Fidelity Brokerage Services $25.9M (4% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗