Mbl Wealth, Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 270
- Avg AUM / client
- $5.3M
- Accounts
- 1,156
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 28 | $6.6M | 0.46% |
| High net worth individuals | 242 | $1.4B | 99.5% |
| Pension and profit sharing plans | Fewer than 5 clients | $129K | 0.01% |
| Charitable organizations | Fewer than 5 clients | $704K | 0.05% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Badger Sportswear, Llc 401(k) Retirement Savings Plan Badger Sportswear, Llc | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Joseph Gift | Chief Investment Officer | CFA | Oct 2019 (7y) | 25% – 50% |
| Jonathan Warner Dry | Chief Strategy Officer | CFP | Oct 2019 (7y) | 25% – 50% |
| Luther Amos Lockwood | Managing Member | Chartered Financial Consultant | Oct 2019 (7y) | ≈ 37.5% – 75% via The Lockwood Organization, Llc |
| William Read Morton | President | Oct 2019 (7y) | 25% – 50% | |
| Marciniak, Stephen, Michael | Chief Compliance Officer/Chief Operating Officer | Jan 2023 (4y) | Less than 5% | |
| Taylor Christopher Wade | Registered representative | CFP | Jan 2022 (5y) | |
| Michael Andrew Grimes | Registered representative | CFA | Jul 2022 (4y) | |
| Miranda Faith Silinski | Registered representative | CFP | Sep 2022 (4y) | |
| Thomas Mack | Registered representative | CFA | Mar 2023 (3y) | |
| Edward Neal Deaton | Registered representative | CFP | Jan 2025 (2y) | |
| William Luther Pierce | Registered representative | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Lockwood Organization, Llc | Owner | Oct 2019 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Luther Amos Lockwood: 75% – 100% of The Lockwood Organization, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Badger Sportswear, Llc 401(k) Retirement Savings Plan | Badger Sportswear, Llc | 235 | $19.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 985 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $1.4B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗