Signal Advisors Wealth, Llc
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 301086
· SEC file 801-127017
· Detroit, MI
· www.linkedin.com
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ADV data as of May 26, 2026
- Regulatory AUM
- $1.7B
- Discretionary
- $1.6B
- Clients
- 4,816
- Avg AUM / client
- $351K
- Accounts
- 10,642
- Employees
- 37
AUM over time
$0
$1.7B
Nov 9, 2022
May 26, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of May 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4,343 | $992M | 58.7% |
| High net worth individuals | 473 | $697M | 41.3% |
People (45)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Patrick Richard Kelly | Chief Executive Officer | Sep 2020 (6y) | Less than 5% | |
| John Ryan Heath | President | Mar 2023 (3y) | Less than 5% | |
| Lindsay Renee Lingo | Operations Director | Mar 2023 (3y) | Less than 5% | |
| Leduc, Veronica, Jean | Chief Compliance Officer | May 2023 (3y) | Less than 5% | |
| Josef Alan Waltenbaugh | Registered representative | Mar 2023 (3y) | ||
| David Kai Jesiolowski | Registered representative | Sep 2023 (3y) | ||
| Joshua Harrison Taffer | Registered representative | Sep 2023 (3y) | ||
| Paul August Buckle | Registered representative | CFP | Jan 2024 (3y) | |
| Sean Mccomber | Registered representative | CFP | Mar 2024 (2y) | |
| Alexander Michael Santa | Registered representative | Jun 2024 (2y) | ||
| Jason Rindskopf | Registered representative | Aug 2024 (2y) | ||
| H. Terry Martine | Registered representative | Oct 2024 (2y) | ||
| Paul Leszek Kisielewski | Registered representative | Jan 2025 (2y) | ||
| Raul Rodriguez | Registered representative | Feb 2025 (1y) | ||
| Robert Wayne Falter | Registered representative | Mar 2025 (1y) | ||
| Shawn Kent Hicks | Registered representative | Mar 2025 (1y) | ||
| James Neal Lavy | Registered representative | Mar 2025 (1y) | ||
| James Michael Morris | Registered representative | Chartered Financial Consultant | Jun 2025 (1y) | |
| Eric Michael Barr | Registered representative | Jun 2025 (1y) | ||
| Randall J. Cashmore | Registered representative | Jul 2025 (1y) | ||
| Steven L Rich | Registered representative | Oct 2025 (1y) | ||
| Christopher Lee Mccarley | Registered representative | Oct 2025 (1y) | ||
| Nicholas E. Yokley | Registered representative | Oct 2025 (1y) | ||
| Robert Jacob Luman | Registered representative | Oct 2025 (1y) | ||
| Nolan Gregory Stokes | Registered representative | Nov 2025 (1y) | ||
| Jesse Dean Grutz | Registered representative | Nov 2025 (1y) | ||
| Levi Joshua Allison | Registered representative | Nov 2025 (1y) | ||
| Ian James Scobie | Registered representative | Jan 2026 (1y) | ||
| Patrick Sean Scobie | Registered representative | Feb 2026 (1y) | ||
| Jennifer Olano Ramos | Registered representative | Mar 2026 (0y) | ||
| Raymond Albert Panquerne | Registered representative | CFP | Mar 2026 (0y) | |
| Jason Ashley Doise | Registered representative | Mar 2026 (0y) | ||
| Jason Paul Inman | Registered representative | Mar 2026 (0y) | ||
| Chae Hui Kyle | Registered representative | Mar 2026 (0y) | ||
| Paul Eugene Seal | Registered representative | Apr 2026 (0y) | ||
| Brian Joseph Bartold | Registered representative | Apr 2026 (0y) | ||
| Keith Richard Inman | Registered representative | Apr 2026 (0y) | ||
| Tiffany Anne Young | Registered representative | Apr 2026 (0y) | ||
| John Tennes Weisser | Registered representative | Apr 2026 (0y) | ||
| Ariel Monclova Gonzalez | Registered representative | Chartered Financial Consultant | Apr 2026 (0y) | |
| Alan Lee Crouse | Registered representative | CFP | Apr 2026 (0y) | |
| Kyon Pannill | Registered representative | Apr 2026 (0y) | ||
| Kermit Dale Mcgregor | Registered representative | Jun 2026 (0y) | ||
| Lashae Maurice Mcmillan | Registered representative | Jun 2026 (0y) | ||
| Joshua Domagoi Carapina | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Signal Advisors Usa Inc | Member | Sep 2022 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/26/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $977M (58% of AUM) May 2026
- Fidelity Brokerage Services $709M (42% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 26, 2026.
View current Form ADV (SEC/IAPD) ↗