Global Assets Advisory, Llc
- Regulatory AUM
- $552M
- Discretionary
- $542M
- Clients
- 2,588
- Avg AUM / client
- $213K
- Accounts
- 2,588
- Employees
- 29
AUM over time
Annual snapshots from Form ADV filings · as of Jun 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,372 | $310M | 56.1% |
| High net worth individuals | 200 | $238M | 43.2% |
| Corporations and other businesses | 16 | $4.1M | 0.74% |
People (30)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cofrancesco, Edward Richard | Chief Executive Officer/President | Dec 2006 (20y) | Less than 5% | |
| Richard Weiss | Chief Compliance Officer | Jan 2018 (9y) | Less than 5% | |
| David S Weinberger | Chief Financial Officer | Feb 2018 (9y) | Less than 5% | |
| Matthew Edward Lampman | Chief Operating Officer | Apr 2019 (7y) | Less than 5% | |
| Jeffrey Gerald Winn | Registered representative | May 2019 (7y) | ||
| Michael Thomas Frustaci | Registered representative | May 2019 (7y) | ||
| Alan Orlin Hansen | Registered representative | Jun 2019 (7y) | ||
| Amy W Yost | Registered representative | Jul 2019 (7y) | ||
| Jay Paul Jensen | Registered representative | Dec 2019 (7y) | ||
| Ian E James | Registered representative | Jun 2020 (6y) | ||
| David James Lloyd | Registered representative | Jul 2020 (6y) | ||
| Timothy J Rigsby | Registered representative | Jul 2020 (6y) | ||
| Benjamin John Zamojski | Registered representative | Sep 2020 (6y) | ||
| Laurna M Hart James | Registered representative | Sep 2020 (6y) | ||
| Nicholas Blackwell | Registered representative | Jan 2021 (6y) | ||
| Aaron Craig Symonette | Registered representative | Jun 2021 (5y) | ||
| David Chin | Registered representative | CFP | Dec 2021 (5y) | |
| David A. Dodson | Registered representative | Chartered Financial Consultant | Aug 2022 (4y) | |
| Carlos E Sisniega | Registered representative | Jan 2023 (4y) | ||
| Jeffery Monroe Forrestall | Registered representative | Dec 2023 (3y) | ||
| Christopher John Mc Caffrey | Registered representative | Mar 2024 (2y) | ||
| Collin Robert Fingon | Registered representative | Sep 2024 (2y) | ||
| Noriko Hamaoka Ikeda | Registered representative | Apr 2025 (1y) | ||
| Patrick Michael Egan | Registered representative | May 2025 (1y) | ||
| Hiroshi Mizutani | Registered representative | May 2025 (1y) | ||
| John Patrick Miller | Registered representative | CFP | Aug 2025 (1y) | |
| John Kei Minezaki | Registered representative | Nov 2025 (1y) | ||
| Jacobo Andres Leon Giraldez | Registered representative | Jan 2026 (1y) | ||
| Matthew Jones Fannin | Registered representative | Feb 2026 (0y) | ||
| Jesse Jerome Cole | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pecunia Management, Llc | Owner | Dec 2006 | A | 75% or more |
| Iaa Investment Holdings, Llc | Member | Feb 2023 | B | ≈ 56.25% – 100% via Pecunia Management, Llc |
| Ria Holding Company | Member | Feb 2023 | B | ≈ 42.19% – 100% via Iaa Investment Holdings, Llc |
| Richard Desichirrevocable 2005 South Dakota Trust Fbo Of Jeffrey Desichand Richard Desicha. Desich | Member | Feb 2023 | B | ≈ 31.64% – 100% via Ria Holding Company |
| South Dakota Trust Company, Llc | Trustee | Feb 2023 | B | GP / trustee / elected manager of Richard Desichirrevocable 2005 South Dakota Trust Fbo Of Jeffrey Desichand Richard Desicha. Desich (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Iaa Investment Holdings, Llc: 75% – 100% of Pecunia Management, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Ria Holding Company: 75% – 100% of Iaa Investment Holdings, Llc × 75% – 100% of Pecunia Management, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Richard Desichirrevocable 2005 South Dakota Trust Fbo Of Jeffrey Desichand Richard Desicha. Desich: 75% – 100% of Ria Holding Company × 75% – 100% of Iaa Investment Holdings, Llc × 75% – 100% of Pecunia Management, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/01/2026 | 1.54 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: VIOLATION OF ARTICLE V, SECTION 2(C) OF FINRA'S BY-LAWS AND FINRA RULES 1122 AND 2010 - WILLFULLY FAILING TO TIMELY DISCLOSE A FEDERAL TAX LIEN ON YOUR FORM U4 (UNIFORM APPLICATION FOR SECURITIES INDUSTRY REGISTRATION OR TRANSFER) VIOLATION OF FINRA RULE 3270 AND 2010 - ENGAGING IN OUTSIDE BUSINESS ACTIVITY WITHOUT PROVIDING PRIOR WRITTEN NOTICE TO, AND RECEIVING PRIOR WRITTEN APPROVAL FROM, YOUR FINRA MEMBER FIRM Status: Final Sanction Detail: SUSPENDED ALL CAPACITIES 12/20/21 THROUGH 02/19/22 Summary: BELOW EVENTS OCCURRED AT PRIOR FIRM VIOLATION OF ARTICLE V, SECTION 2(C) OF FINRA'S BY-LAWS AND FINRA RULES 1122 AND 2010 - WILLFULLY FAILING TO TIMELY DISCLOSE A FEDERAL TAX LIEN ON YOUR FORM U4 (UNIFORM APPLICATION FOR SECURITIES INDUSTRY REGISTRATION OR TRANSFER) VIOLATION OF FINRA RULE 3270 AND 2010 - ENGAGING IN OUTSIDE BUSINESS ACTIVITY WITHOUT PROVIDING PRIOR WRITTEN NOTICE TO, AND RECEIVING PRIOR WRITTEN APPROVAL FROM, YOUR FINRA MEMBER FIRM
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $338M (61% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 01, 2026.
View current Form ADV (SEC/IAPD) ↗