Intelligent Wealth Solutions Llc
- Regulatory AUM
- $961M
- Discretionary
- $961M
- Clients
- 3,156
- Avg AUM / client
- $305K
- Accounts
- 3,156
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,028 | $923M | 96.0% |
| High net worth individuals | 128 | $38.4M | 4.0% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Thomas Chatmas | Ceo | Dec 2012 (14y) | ≈ 28.13% – 75% via Waterloo Capital Management Llc | |
| Bennett Hampton Woodward | Member | CFA | Mar 2019 (7y) | 5% – 10% |
| Gery Joseph Sadzewicz | Chief Compliance Officer | Mar 2019 (7y) | Less than 5% | |
| Logan Pearce Moulton | Registered representative | CFA | May 2024 (2y) | |
| Randy Keith Flowers | Registered representative | CFA | May 2024 (2y) | |
| Henry Guest Looney | Registered representative | Oct 2025 (1y) | ||
| Sajal Emily Mutter | Registered representative | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Waterloo Capital, L.P. | Member | Mar 2019 | A | 75% or more |
| Waterloo Capital Management Llc | Member | Mar 2019 | B | ≈ 37.5% – 75% via Waterloo Capital, L.P. |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- John Thomas Chatmas: 75% – 100% of Waterloo Capital Management Llc × 50% – 75% of Waterloo Capital, L.P. × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Waterloo Capital Management Llc: 50% – 75% of Waterloo Capital, L.P. × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 985 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Commissions
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Distributors Company Llc $625M (65% of AUM) Mar 2026
- Charles Schwab & Co. $336M (35% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗