Win Advisors, Inc
- Regulatory AUM
- $267M
- Discretionary
- $267M
- Clients
- 1,941
- Avg AUM / client
- $137K
- Accounts
- 1,941
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 22, 2026
Investments (13F portfolio — 78 positions, $218,625,258)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Invesco Exchange Traded Fd T | LARGE CAP GROWTH | $15,985,554 | 126,940 | 7.31% | 5.99% |
| 2 | Ishares Tr | MORNINGSTR US EQ | $14,861,698 | 165,387 | 6.8% | 5.57% |
| 3 | Harbor Etf Trust | HARBOR COMMODITY | $14,545,768 | 469,067 | 6.65% | 5.45% |
| 4 | Capital Group Dividend Value | SHS CREATION UNI | $11,463,807 | 269,483 | 5.24% | 4.3% |
| 5 | Vanguard Wellington Fd | US MOMENTUM | $10,948,745 | 55,549 | 5.01% | 4.1% |
| 6 | Bny Mellon Etf Trust | US LRG CP CORE | $9,821,174 | 78,689 | 4.49% | 3.68% |
| 7 | Ssga Active Etf Tr | STATE STREET GLO | $9,004,747 | 181,914 | 4.12% | 3.37% |
| 8 | Spdr Series Trust | STATE STREET SPD | $8,835,204 | 96,539 | 4.04% | 3.31% |
| 9 | Wisdomtree Tr | US LARGECAP FUND | $8,756,787 | 128,568 | 4.01% | 3.28% |
| 10 | Wisdomtree Tr | US HIGH DIVIDEND | $8,297,673 | 75,972 | 3.8% | 3.11% |
| 11 | Ishares Tr | MSCI USA MIN VOL | $8,125,209 | 87,613 | 3.72% | 3.04% |
| 12 | Ishares Tr | RUS TP200 GR ETF | $8,035,804 | 32,293 | 3.68% | 3.01% |
| 13 | Schwab Strategic Tr | US DIVIDEND EQ | $6,190,912 | 201,790 | 2.83% | 2.32% |
| 14 | Spdr Series Trust | STATE STREET SPD | $5,044,507 | 55,047 | 2.31% | 1.89% |
| 15 | First Tr Exchange Traded Alp | COM SHS | $3,908,955 | 25,359 | 1.79% | 1.46% |
| 16 | First Tr Exchange Trad Fd Vi | FST TR GLB FD | $3,663,396 | 127,600 | 1.68% | 1.37% |
| 17 | Ishares Tr | MSCI USA MMENTM | $3,122,990 | 13,013 | 1.43% | 1.17% |
| 18 | Ge Vernova Inc | COM | $3,054,277 | 3,499 | 1.4% | 1.14% |
| 19 | Corning Inc | COM | $3,003,572 | 22,090 | 1.37% | 1.13% |
| 20 | Ciena Corp | COM NEW | $2,756,045 | 7,099 | 1.26% | 1.03% |
| 21 | Freeport Mcmoran Inc | CL B | $2,599,016 | 44,216 | 1.19% | 0.97% |
| 22 | J P Morgan Exchange Traded F | US MOMENTUM | $2,384,204 | 35,103 | 1.09% | 0.89% |
| 23 | Blackrock Etf Trust | ISHARES US EQUIT | $2,256,162 | 38,779 | 1.03% | 0.85% |
| 24 | Schwab Strategic Tr | US LCAP GR ETF | $2,239,494 | 76,879 | 1.02% | 0.84% |
| 25 | John Hancock Exchange Traded | MLTFCTR LRG CAP | $2,095,053 | 26,767 | 0.96% | 0.79% |
Top 25 of 78 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,893 | $240M | 89.8% |
| High net worth individuals | 12 | $19.4M | 7.27% |
| Pension and profit sharing plans | 23 | $4.4M | 1.66% |
| Charitable organizations | 6 | $789K | 0.3% |
| Corporations and other businesses | 7 | $2.7M | 1.02% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Denis Stephen Walsh | Director And President | CFP | Dec 2018 (8y) | Less than 5% |
| Mary Therese Walsh | Secretary And Chief Compliance Officer | Dec 2018 (8y) | Less than 5% | |
| Rittman, Barry Richard | Treasurer | Dec 2018 (8y) | Less than 5% | |
| David Wayne Homard | Registered representative | CFP CFA | Jun 2019 (7y) | |
| Brian Scott Mccleskey | Registered representative | CFA | Jun 2019 (7y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| World Investment Network, Inc. | Shareholder | Dec 2018 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/22/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Pershing $267M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 22, 2026.
View current Form ADV (SEC/IAPD) ↗