Transcend Capital Advisors, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 299723
· SEC file 801-114435
· Madison, NJ
· www.linkedin.com
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ADV data as of Jul 16, 2026
- Regulatory AUM
- $2.9B
- Discretionary
- $2.9B
- Clients
- 1,094
- Avg AUM / client
- $2.7M
- Accounts
- 4,145
- Employees
- 39
AUM over time
$0
$3.1B
Nov 14, 2018
Jul 16, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 16, 2026
Investments (13F portfolio — 718 positions, $1,249,726,868)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc Com | Stock | $102,386,694 | 403,431 | 8.19% | 3.51% |
| 2 | Berkshire Hathaway Inc Del Cl B New | Stock | $41,837,646 | 87,307 | 3.35% | 1.44% |
| 3 | Merck & Co Inc Com | Stock | $31,562,147 | 262,384 | 2.53% | 1.08% |
| 4 | State Street Spdr Portfolio S&P 500 Growth Etf | ETF | $29,615,936 | 302,481 | 2.37% | 1.02% |
| 5 | Microsoft Corp Com | Stock | $27,295,314 | 73,737 | 2.18% | 0.94% |
| 6 | Nvidia Corporation Com | Stock | $22,382,037 | 128,337 | 1.79% | 0.77% |
| 7 | Invesco Qqq Trust Series I | ETF | $21,128,518 | 36,606 | 1.69% | 0.72% |
| 8 | Amazon Com Inc Com | Stock | $20,130,798 | 96,657 | 1.61% | 0.69% |
| 9 | State Street Spdr S&P 500 Etf | ETF | $17,992,439 | 27,666 | 1.44% | 0.62% |
| 10 | Vanguard High Dividend Yield Index Etf | ETF | $17,130,624 | 115,669 | 1.37% | 0.59% |
| 11 | Alphabet Inc Cap Stk Cl A | Stock | $15,557,996 | 54,103 | 1.24% | 0.53% |
| 12 | Vaneck Bdc Income Etf | ETF | $15,050,243 | 1,175,800 | 1.2% | 0.52% |
| 13 | International Business Machs Com | Stock | $14,188,588 | 58,536 | 1.14% | 0.49% |
| 14 | Exxon Mobil Corp Com | Stock | $13,818,021 | 81,445 | 1.11% | 0.47% |
| 15 | Sprott Asset Management Lp Physical Gold Tr | CEF | $13,225,283 | 373,174 | 1.06% | 0.45% |
| 16 | Blue Owl Capital Corporation Com | CEF | $13,056,399 | 1,180,506 | 1.04% | 0.45% |
| 17 | Alphabet Inc Cap Stk Cl C | Stock | $13,032,133 | 45,430 | 1.04% | 0.45% |
| 18 | Jpmorgan Chase & Co Com | Stock | $12,781,951 | 43,452 | 1.02% | 0.44% |
| 19 | S&P Global Inc Com | Stock | $11,765,753 | 27,662 | 0.94% | 0.4% |
| 20 | Vanguard Dividend Appreciation Etf | ETF | $11,138,522 | 51,793 | 0.89% | 0.38% |
| 21 | Broadcom Inc Com | Stock | $10,641,955 | 34,383 | 0.85% | 0.37% |
| 22 | Johnson & Johnson Com | Stock | $10,033,634 | 41,047 | 0.8% | 0.34% |
| 23 | Meta Platforms Inc Cl A | Stock | $9,771,244 | 17,079 | 0.78% | 0.34% |
| 24 | Spdr Gold Shares | ETF | $9,380,752 | 21,801 | 0.75% | 0.32% |
| 25 | Berkshire Hathaway Inc Del Cl A | Stock | $9,335,820 | 13 | 0.75% | 0.32% |
Top 25 of 718 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 623 | $215M | 7.39% |
| High net worth individuals | 450 | $2.4B | 83.2% |
| Pooled investment vehicles (non-investment companies) | 12 | $237M | 8.14% |
| Corporations and other businesses | 9 | $37.7M | 1.29% |
Private funds (10)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $309M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Transcend Capital Healthcare Fund I, Lp | Private Equity Fund | Delaware | $54.3M | 147 |
| Transcend Capital Credit Fund Iii, L.P. | Private Equity Fund | Delaware | $47.4M | 198 |
| Transcend Capital Reinsurance Fund Iii, L.P. | Private Equity Fund | Delaware | $40.9M | 134 |
| Transcend Capital Credit Fund Ii, L.P. | Private Equity Fund | Delaware | $37.0M | 81 |
| Transcend Capital Credit Fund I, L.P. | Private Equity Fund | Delaware | $33.9M | 85 |
| Transcend Capital Technology Fund Ii, L.P. | Private Equity Fund | Delaware | $32.6M | 146 |
| Transcend Capital Credit Fund Iv, L.P. | Private Equity Fund | Delaware | $22.8M | 68 |
| Transcend Capital Technology Fund I, L.P. | Private Equity Fund | Delaware | $21.3M | 105 |
| Transcend Capital Reinsurance Fund I, L.P. | Private Equity Fund | Delaware | $11.1M | 101 |
| Transcend Capital Reinsurance Fund Ii, L.P. | Private Equity Fund | Delaware | $7.4M | 93 |
People (24)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Niederauer, Duncan, Leigh | Managing Partner | Nov 2018 (8y) | Less than 5% | |
| Gorczynski, Brian, James | Managing Partner, Cco | Jan 2021 (6y) | Less than 5% | |
| Bushery, Glen, M | Chief Financial Officer | Oct 2021 (5y) | Less than 5% | |
| Brown, Robert, Paul | Managing Partner | Feb 2022 (5y) | Less than 5% | |
| Matthew D Fassnacht | Managing Partner | Sep 2022 (4y) | Less than 5% | |
| Grossman, Jacob | Managing Partner | Oct 2022 (4y) | Less than 5% | |
| Richard Joseph Swift | Managing Partner | Oct 2023 (3y) | Less than 5% | |
| Arya, Vibhaw, Kumar | Chief Wealth Officer | Jul 2024 (2y) | Less than 5% | |
| Emily Nikoloudis | Registered representative | Jan 2019 (8y) | ||
| Eric Robert Schwartz | Registered representative | Jan 2019 (8y) | ||
| Maria Millner | Registered representative | Feb 2021 (5y) | ||
| Hoa Thi Le | Registered representative | Mar 2021 (5y) | ||
| Robert Anthony Bezzone | Registered representative | Mar 2021 (5y) | ||
| Bradford Stephen Vannelli | Registered representative | Oct 2021 (5y) | ||
| Matthew Steven Borriello | Registered representative | CFP | Jan 2023 (4y) | |
| Russell Babiarz | Registered representative | Jun 2023 (3y) | ||
| Marina Laurie Ditommaso | Registered representative | Jul 2023 (3y) | ||
| Geri Ann Mira | Registered representative | Aug 2023 (3y) | ||
| Richard Ivan Davis | Registered representative | Nov 2024 (2y) | ||
| Daniel Richard Beaudette | Registered representative | Jan 2025 (2y) | ||
| Jonathan Holden Harris | Registered representative | Jan 2025 (2y) | ||
| Joseph Michael Pignatano | Registered representative | Feb 2025 (1y) | ||
| Paul Albert Edling Cummings | Registered representative | May 2025 (1y) | ||
| Mark Laing Lichtenfeld | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Transcend Capital Holdings, Llc | Owner | Nov 2018 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (10, $309M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Transcend Capital Healthcare Fund I, Lp | Private Equity Fund | $54.3M | $100K | 147 |
| Transcend Capital Credit Fund Iii, L.P. | Private Equity Fund | $47.4M | $100K | 198 |
| Transcend Capital Reinsurance Fund Iii, L.P. | Private Equity Fund | $40.9M | $100K | 134 |
| Transcend Capital Credit Fund Ii, L.P. | Private Equity Fund | $37.0M | $50.0K | 81 |
| Transcend Capital Credit Fund I, L.P. | Private Equity Fund | $33.9M | $50.0K | 85 |
| Transcend Capital Technology Fund Ii, L.P. | Private Equity Fund | $32.6M | $100K | 146 |
| Transcend Capital Credit Fund Iv, L.P. | Private Equity Fund | $22.8M | $100K | 68 |
| Transcend Capital Technology Fund I, L.P. | Private Equity Fund | $21.3M | $250K | 105 |
| Transcend Capital Reinsurance Fund I, L.P. | Private Equity Fund | $11.1M | $100K | 101 |
| Transcend Capital Reinsurance Fund Ii, L.P. | Private Equity Fund | $7.4M | $100K | 93 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 3.53 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $2.2B (74% of AUM) Jul 2026
- Fidelity Brokerage Services $733M (25% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗