Fsm Wealth Advisors, Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 879
- Avg AUM / client
- $1.6M
- Accounts
- 879
- Employees
- 27
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 572 | $281M | 20.3% |
| High net worth individuals | 290 | $1.1B | 76.1% |
| Charitable organizations | 6 | $25.6M | 1.84% |
| Corporations and other businesses | 11 | $23.9M | 1.73% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Cleveland Clinic Savings And Investment Plan The Cleveland Clinic Foundation | 2024 |
People (18)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lightner, David, Alan | Ceo | Sep 2018 (8y) | 75% or more | |
| Lauren Irene Maclaren | Partner | CFP | Feb 2019 (8y) | ≈ 6.25% – 25% via Journey Wealth Management |
| Peter R Franz | Partner | CFP CFA | Jan 2021 (6y) | ≈ 6.25% – 25% via Journey Wealth Management |
| Terence James Gliha | Partner | Jan 2021 (6y) | ≈ 6.25% – 25% via Journey Wealth Management | |
| Ewasko, Jason, Michael | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| Anthony Thomas Gargano | Registered representative | Jan 2021 (6y) | ||
| Amy Lynne White | Registered representative | Mar 2022 (4y) | ||
| Nicholas Anthony Paterniti | Registered representative | Aug 2022 (4y) | ||
| Bryan Joseph Costin | Registered representative | CFP | Aug 2022 (4y) | |
| David George Olson | Registered representative | Chartered Financial Consultant | Aug 2022 (4y) | |
| Michael Ryan Baker | Registered representative | CFP | Feb 2024 (2y) | |
| Danijel Romic | Registered representative | Nov 2024 (2y) | ||
| James Harmon Myers | Registered representative | Nov 2024 (2y) | ||
| Douglas James Ambrose | Registered representative | CFP | Jun 2025 (1y) | |
| Kevin Allen Mcpeek | Registered representative | CFP | Jul 2025 (1y) | |
| Matthew J Burnham | Registered representative | Jul 2025 (1y) | ||
| Mitchell X Knotek | Registered representative | Oct 2025 (1y) | ||
| Charles R Hruby | Registered representative | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Journey Wealth Management | Owner | Jan 2021 | A | 25% – 50% |
Estimated effective ownership (look-through of filed bands):
- Lauren Irene Maclaren: 25% – 50% of Journey Wealth Management × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Peter R Franz: 25% – 50% of Journey Wealth Management × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Terence James Gliha: 25% – 50% of Journey Wealth Management × 25% – 50% direct ≈ 6.25% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cleveland Clinic Savings And Investment Plan | The Cleveland Clinic Foundation | 68,206 | $9.2B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $630M (45% of AUM) Mar 2026
- Charles Schwab & Co. $601M (43% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗