Asio Capital Llc
- Regulatory AUM
- $805M
- Discretionary
- $805M
- Clients
- 294
- Avg AUM / client
- $2.7M
- Accounts
- 700
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 154 | $122M | 15.2% |
| High net worth individuals | 126 | $591M | 73.4% |
| Pension and profit sharing plans | 3 | $4.8M | 0.59% |
| Charitable organizations | 1 | $26.3M | 3.27% |
| Corporations and other businesses | 10 | $60.6M | 7.53% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Erin Hershey Serrate | Member | Jul 2018 (8y) | 10% – 25% | |
| John Carroll Cheshire | Member | Jul 2018 (8y) | 25% – 50% | |
| Ryan Michael Gray | Member | Jul 2018 (8y) | 10% – 25% | |
| Ryan Tracy Osborne | Member | Jul 2018 (8y) | 25% – 50% | |
| Akers, Jason, Craig | Silent Partner | Sep 2018 (8y) | Less than 5% | |
| Lawson, Randie, Gail | Silent Partner | Sep 2018 (8y) | Less than 5% | |
| Slater, Valerie, Birchfield | Silent Partner | Oct 2018 (8y) | Less than 5% | |
| Calvert, Jared, Bennett | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| Bryce Goldbach | Registered representative | CFA | Jan 2023 (4y) | |
| Jason Levi Ayers | Registered representative | CFP | Jun 2024 (2y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 947 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • ASSET-BASED FEES FOR RETIREMENT PLAN CONSULTING
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $803M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗