AUMdb

Connective Portfolio Management, Llc

SEC-registered Investment Adviser · Small ($100M–$1B) CRD 297755 · SEC file 801-113747 · New York, NY · WWW.CONNECTIVEPM.COM
☆ Save with Pro ADV data as of Feb 05, 2026
Regulatory AUM
$121M
Discretionary
$121M
Clients
14
Avg AUM / client
$8.7M
Accounts
14
Employees
2

AUM over time

$0 $136M
Jun 2018 Dec 2025

Annual snapshots from Form ADV filings · as of Feb 05, 2026

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 12 $24.4M 20.1%
Corporations and other businesses 2 $97.0M 79.9%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Philippe Robert Comby President, Cfo, And Manager CFA Nov 2014 (12y) ≈ 18.75% – 50% via Techphab Investors
Rudolf Millisits Ceo; Cco; And Manager Nov 2014 (12y) ≈ 18.75% – 50% via Rsm Advisors Llc
Saxton, Richard, Ld Manager And Member Nov 2014 (12y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Rsm Advisors Llc Member Nov 2014 A 25% – 50%
Techphab Investors Member Nov 2014 A 25% – 50%
Hottinger U.S. Inc. Owner Feb 2015 A 10% – 25%

Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Philippe Robert Comby: 75% – 100% of Techphab Investors × 25% – 50% direct ≈ 18.75% – 50% of the firm
  • Rudolf Millisits: 75% – 100% of Rsm Advisors Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/05/2026 907 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

  • Bny Wealth $75.3M (62% of AUM) Feb 2026
  • RBC $68.7M (62% of AUM) May 2025
  • Pershing $46.0M (38% of AUM) Feb 2026

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 05, 2026.

View current Form ADV (SEC/IAPD) ↗