Tandem Financial, Llc
- Regulatory AUM
- $542M
- Discretionary
- $513M
- Clients
- 457
- Avg AUM / client
- $1.2M
- Accounts
- 1,406
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Jul 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 312 | $90.2M | 16.6% |
| High net worth individuals | 135 | $409M | 75.5% |
| Pension and profit sharing plans | 1 | $824K | 0.15% |
| Charitable organizations | 5 | $40.4M | 7.45% |
| Corporations and other businesses | 4 | $1.3M | 0.24% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Kevin Franklin | Member/Co Ceo, Chief Compliance Officer | Mar 2018 (8y) | 50% – 75% | |
| Ryan Bradley Erickson | Member/Co Ceo | CFP | Mar 2018 (8y) | 50% – 75% |
| Benjamin Troy Warwick | Registered representative | Sep 2025 (1y) | ||
| Christopher Paul Meyer | Registered representative | Apr 2026 (0y) | ||
| Lorie Chantelle Jones | Registered representative | CFP | Jul 2026 (0y) | |
| Thomas Stone Brown | Registered representative | Jul 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/15/2026 | 943 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $462M (85% of AUM) Jul 2026
- Fidelity Brokerage Services $42.2M (8% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 15, 2026.
View current Form ADV (SEC/IAPD) ↗