Chicago Capital, Llc
- Regulatory AUM
- $4.8B
- Discretionary
- $4.8B
- Clients
- 838
- Avg AUM / client
- $5.8M
- Accounts
- 2,319
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of Jan 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 373 | $116M | 2.41% |
| High net worth individuals | 445 | $4.5B | 94.1% |
| Charitable organizations | 14 | $25.1M | 0.52% |
| Corporations and other businesses | 6 | $142M | 2.94% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David K Mabie | Managing Partner | CFA | Feb 2018 (8y) | Less than 5% |
| Eric Scott Maddix | Managing Partner | Feb 2018 (8y) | Less than 5% | |
| Stacey Lynn Sargent | Managing Partner/Chief Compliance Officer | CFP CFA | Apr 2018 (8y) | Less than 5% |
| Malinda Helen Distefano | Registered representative | Apr 2018 (8y) | ||
| Richard Mark Fradin | Registered representative | CFA | May 2020 (6y) | |
| Joann Mcclure Seagren | Registered representative | Nov 2023 (3y) | ||
| Mikhail Kimbarovsky | Registered representative | Nov 2023 (3y) | ||
| Peter Loring Goldman | Registered representative | Jan 2024 (3y) | ||
| Luis Pereda | Registered representative | Aug 2024 (2y) | ||
| Edward Joseph Malysiak | Registered representative | Oct 2024 (2y) | ||
| Scott Jarrett Frazin | Registered representative | CFA | Jan 2025 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Chi Cap, Llc | Member | Jun 2018 | A | 75% or more |
| Mabie 2014 Gift Trust U/A/D 7/31/2014 | Member | Jun 2018 | B | ≈ 56.25% – 100% via Chi Cap, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mabie 2014 Gift Trust U/A/D 7/31/2014: 75% – 100% of Chi Cap, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/29/2026 | 966 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $4.1B (84% of AUM) Jan 2026
- Charles Schwab & Co. $635M (13% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 29, 2026.
View current Form ADV (SEC/IAPD) ↗