Lumina Wealth Management, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 291548
· SEC file 801-112277
· Wilmington, NC
· www.linkedin.com
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ADV data as of Apr 13, 2026
- Regulatory AUM
- $240M
- Discretionary
- $231M
- Clients
- 181
- Avg AUM / client
- $1.3M
- Accounts
- 595
- Employees
- 4
AUM over time
$0
$240M
Dec 2017
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 113 | $29.3M | 12.2% |
| High net worth individuals | 49 | $131M | 54.4% |
| Pension and profit sharing plans | 1 | $9.4M | 3.91% |
| Charitable organizations | 8 | $27.1M | 11.3% |
| Insurance companies | 3 | $36.9M | 15.4% |
| Corporations and other businesses | 7 | $7.0M | 2.9% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ashley Fuquay Doyle | Managing Member | CFP | Mar 2018 (8y) | 50% – 75% |
| Meredith Howell Koenig | Managing Member | Mar 2018 (8y) | 50% – 75% | |
| Joshua Edward Kleinstuber | Registered representative | Mar 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/13/2026 | 981 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $188M (78% of AUM) Apr 2026
- Comerica Inc. $22.0M (9% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 13, 2026.
View current Form ADV (SEC/IAPD) ↗