N.E.W. Advisory Services, Llc
- Regulatory AUM
- $1.6B
- Discretionary
- $1.5B
- Clients
- 4,862
- Avg AUM / client
- $329K
- Accounts
- 9,375
- Employees
- 23
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4,307 | $790M | 49.3% |
| High net worth individuals | 535 | $808M | 50.5% |
| Corporations and other businesses | 20 | $3.8M | 0.24% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Paper Transport 401(k) Plan Paper Transport Holdings, Llc | 2024 |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Debra Anne Deleers | Member | Sep 2017 (9y) | 10% – 25% | |
| Andrew Robert Hermsen | Member | Nov 2017 (9y) | 10% – 25% | |
| Johnson, Michael, Arthur | Member | Nov 2017 (9y) | 10% – 25% | |
| Michael Gerald Whitehouse | Member | Nov 2017 (9y) | 10% – 25% | |
| Robbie Joseph Hayes | Member, Chief Compliance Officer | Nov 2017 (9y) | 10% – 25% | |
| Michael Joseph Londre | Registered representative | Jan 2018 (9y) | ||
| Evan Arthur Henderson | Registered representative | CFP | Feb 2019 (7y) | |
| Christopher J Lewis | Registered representative | Jun 2021 (5y) | ||
| Peter Irving Johnson | Registered representative | Feb 2022 (4y) | ||
| James Jule Alberts | Registered representative | Jun 2022 (4y) | ||
| Ryan Michael O'leary | Registered representative | Oct 2022 (4y) | ||
| Nicholas Gant Zerillo | Registered representative | Jul 2023 (3y) | ||
| Justin Steinbrinck | Registered representative | Jul 2023 (3y) | ||
| Brooke Lucille Bradshaw | Registered representative | Jul 2023 (3y) | ||
| Riley Paul Siltman | Registered representative | CFP | Feb 2025 (1y) | |
| Amy Sue Schmeckpeper | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Paper Transport 401(k) Plan | Paper Transport Holdings, Llc | 791 | $20.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.43 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.5B (96% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗