Peak Planning Group, Llc
- Regulatory AUM
- $710M
- Discretionary
- $707M
- Clients
- 838
- Avg AUM / client
- $847K
- Accounts
- 2,363
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Jul 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 664 | $203M | 28.6% |
| High net worth individuals | 174 | $505M | 71.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.5M | 0.21% |
| Charitable organizations | Fewer than 5 clients | $378K | 0.05% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Louis Peter Patierno | Managing Member, Chief Compliance Officer | CFP Chartered Financial Consultant | Feb 2002 (25y) | 75% or more |
| Spencer Wynant | Partner | CFP | Dec 2017 (9y) | 10% – 25% |
| David Lee Hall | Registered representative | Jan 2023 (4y) | ||
| Jessica Marie Scott | Registered representative | CFP | May 2024 (2y) | |
| Susanna Langley Robinson | Registered representative | May 2024 (2y) | ||
| Adam Ryan Oates | Registered representative | Mar 2026 (0y) | ||
| Allison De Graaf | Registered representative | CFP | Mar 2026 (0y) | |
| David Duane Wrench | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Raymond James $514M (72% of AUM) Jul 2026
- Charles Schwab & Co. $185M (26% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗