Sgroi Wealth Advisory Group Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 7,676
- Avg AUM / client
- $177K
- Accounts
- 7,676
- Employees
- 27
AUM over time
Annual snapshots from Form ADV filings · as of Feb 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7,478 | $1.1B | 79.6% |
| High net worth individuals | 169 | $273M | 20.1% |
| Pension and profit sharing plans | 23 | $3.5M | 0.26% |
| Charitable organizations | 6 | $1.3M | 0.09% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Gerald Clouden | Chief Compliance Officer And Senior Vice President | Oct 2017 (9y) | 25% – 50% | |
| Patrick Joseph Sgroi | President | Oct 2017 (9y) | 50% – 75% | |
| Brian Michael Clouden | Registered representative | Jan 2018 (9y) | ||
| Jeffrey Loren Haxton | Registered representative | CFP | Jan 2018 (9y) | |
| Jennifer Lynn Jurek | Registered representative | CFP | Mar 2018 (8y) | |
| Shawn Patrick Mclaughlin | Registered representative | Mar 2018 (8y) | ||
| Summer Melody Mckellar | Registered representative | Jul 2018 (8y) | ||
| Paul Kirsten Hutchings | Registered representative | Oct 2018 (8y) | ||
| Sandra Jean Turchiarelli | Registered representative | Oct 2018 (8y) | ||
| Vincent John Scarsella | Registered representative | CFP | Oct 2018 (8y) | |
| Matthew Mc Anulty | Registered representative | CFP | Jul 2022 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/02/2026 | 956 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- TD Ameritrade $707M (102% of AUM) Mar 2023
- Pcs Retirement Llc $61.4M (5% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 02, 2026.
View current Form ADV (SEC/IAPD) ↗