Brainvest Wealth Management Llc
- Regulatory AUM
- $691M
- Discretionary
- $589M
- Clients
- 175
- Avg AUM / client
- $3.9M
- Accounts
- 175
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Apr 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 101 | $291M | 42.2% |
| Corporations and other businesses | 74 | $400M | 57.8% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $1.4M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Hedge Fund Strategies | Hedge Fund | British Virgin Islands | $1.4M | 9 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rey De Sa, Catalina | Chief Compliance Officer | Dec 2022 (4y) | Less than 5% | |
| Thais Gruenwald Gaspar | Registered representative | Aug 2019 (7y) | ||
| Jose Antonio Arias Trejo | Registered representative | CFA | Mar 2025 (1y) | |
| Gareth John Vaughan Evans | Registered representative | Jun 2025 (1y) | ||
| Felipe Shanklin De Azambuja | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Brainvestor Inc | Member | Jul 2017 | A | 75% or more |
| Mont Rose Ltd | Owner | Jul 2017 | B | ≈ 56.25% – 100% via Brainvestor Inc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mont Rose Ltd: 75% – 100% of Brainvestor Inc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $1.4M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Hedge Fund Strategies | Hedge Fund | $1.4M | $100K | 9 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/27/2026 | 1.26 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Morgan Stanley $711M (55% of AUM) Jan 2025
- Citibank $561M (51% of AUM) Dec 2023
- Pictet & Cie (Europe) S.A. $239M (22% of AUM) Dec 2023
- Citigroup Global Markets Inc. $149M (22% of AUM) Apr 2026
- Pershing $93.8M (14% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.
View current Form ADV (SEC/IAPD) ↗