Stephens Group Asset Management, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 288981
· SEC file 801-111747
· Little Rock, AR
· WWW.SGASSETMGT.COM
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ADV data as of Mar 27, 2026
- Regulatory AUM
- $1.7B
- Discretionary
- $1.7B
- Clients
- 225
- Avg AUM / client
- $7.6M
- Accounts
- 446
- Employees
- 4
AUM over time
$0
$1.7B
Aug 2017
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Investments (13F portfolio — 26 positions, $1,769,326,547)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | MCAP VL IDXVIP | $241,696,218 | 1,223,159 | 13.7% | 14.2% |
| 2 | Vanguard Index Fds | VALUE ETF | $213,936,651 | 981,676 | 12.1% | 12.6% |
| 3 | Vanguard Index Fds | GROWTH ETF | $211,978,911 | 2,460,865 | 12.0% | 12.4% |
| 4 | Vanguard Index Fds | MCAP GR IDXVIP | $204,095,960 | 666,327 | 11.5% | 12.0% |
| 5 | Ishares Tr | RUS MDCP VAL ETF | $116,862,056 | 709,976 | 6.6% | 6.86% |
| 6 | Vanguard Index Fds | SM CP VAL ETF | $112,538,875 | 463,142 | 6.36% | 6.61% |
| 7 | Ishares Tr | RUS 1000 VAL ETF | $103,792,288 | 428,133 | 5.87% | 6.09% |
| 8 | Ishares Tr | RUS 1000 GRW ETF | $91,112,320 | 733,771 | 5.15% | 5.35% |
| 9 | Ishares Tr | RUS MD CP GR ETF | $82,431,383 | 563,017 | 4.66% | 4.84% |
| 10 | Spdr Series Trust | ST INTER ETF | $75,229,841 | 2,649,871 | 4.25% | 4.42% |
| 11 | Vanguard Index Fds | SML CP GRW ETF | $54,543,789 | 149,149 | 3.08% | 3.2% |
| 12 | Ishares Tr | RUS 2000 VAL ETF | $51,731,213 | 233,866 | 2.92% | 3.04% |
| 13 | Spdr Series Trust | ST INTER BD ETF | $44,261,121 | 1,322,807 | 2.5% | 2.6% |
| 14 | Schwab Strategic Tr | US TIPS ETF | $39,756,311 | 1,500,238 | 2.25% | 2.33% |
| 15 | Schwab Strategic Tr | SHT TM US TRES | $38,930,031 | 1,612,677 | 2.2% | 2.29% |
| 16 | Ishares Tr | RUS 2000 GRW ETF | $29,395,377 | 74,615 | 1.66% | 1.73% |
| 17 | Ishares Inc | CORE MSCI EMKT | $21,729,016 | 262,301 | 1.23% | 1.28% |
| 18 | Ishares Tr | ISHS 1-5YR INVS | $16,203,656 | 309,171 | 0.92% | 0.95% |
| 19 | Ishares Tr | CORE MSCI EAFE | $16,011,513 | 165,785 | 0.9% | 0.94% |
| 20 | Ishares Tr | FLTG RATE NT ETF | $713,934 | 13,985 | 0.04% | 0.04% |
| 21 | Ishares Tr | 1 3 YR TREAS BD | $508,097 | 6,188 | 0.03% | 0.03% |
| 22 | Vanguard Scottsdale Fds | INTER TERM TREAS | $489,829 | 8,305 | 0.03% | 0.03% |
| 23 | Ishares Tr | 3 7 YR TREAS BD | $455,471 | 3,878 | 0.03% | 0.03% |
| 24 | Spdr Series Trust | ST SHOR CORP ETF | $374,855 | 12,491 | 0.02% | 0.02% |
| 25 | Vanguard Scottsdale Fds | SHRT TRM CORP BD | $282,690 | 3,577 | 0.02% | 0.02% |
Top 25 of 26 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 89 | $52.0M | 3.06% |
| High net worth individuals | 111 | $1.3B | 73.9% |
| Pension and profit sharing plans | 7 | $42.9M | 2.52% |
| Charitable organizations | 7 | $8.6M | 0.5% |
| Corporations and other businesses | 11 | $340M | 20.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Hfa Enterprises, Ltd. 401(k) Plan Hfa Ae Ltd. | 2024 | |
| Welsco, Inc. 401(k) Plan Welsco, Inc. | 2024 | |
| Spitzer Industries, Inc. Ee's Savings & Profit Sharing Plan Spitzer Industries, Inc. | 2024 | |
| The Heartland Catfish/Tackett Farms 401(k) Plan Heartland Catfish Company, Inc. | 2024 | |
| Sanders Supply, Inc. 401(k) Plan Sanders Supply, Inc. | 2024 | |
| Summit Industrial Construction, Llc Profit Sharing 401(k) Plan Summit Industrial Construction, Llc | 2024 | |
| Hugg & Hall Equipment 401(k) Profit Sharing Plan Hugg & Hall Equipment Co. | 2024 | |
| Dental Depot 401(k) Plan Dental Depot Dso, Llc | 2024 | |
| Sca Pharmaceuticals 401(k) Plan Sterile Compounding Of America | 2024 | |
| Anthony Timberlands, Inc. 401(k) Retirement Plan Anthony Timberlands, Inc. | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Campbell, Elizabeth, Stephens | Trustee Of Elizabeth S. Campbell Revocable Trust | Aug 1992 (34y) | 25% – 50% | |
| Stephens, Wilton, Robert | Trustee Of W.R. Stephens, Jr. Revocable Trust | Feb 1993 (34y) | 25% – 50% | |
| Alan Bradley Tedford | Chief Executive Officer And Trustee Of Mtk Irrevocable Trust | Oct 2017 (9y) | 25% – 50% | |
| Tedford, William, Lee | Chairman | Oct 2017 (9y) | Less than 5% | |
| Martin, Angela, Jo | Chief Compliance Officer | Oct 2018 (8y) | Less than 5% | |
| Clayton Blakely James | Registered representative | Aug 2019 (7y) | ||
| Sawyer Whitworth Dunigan | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mtk Irrevocable Trust | Member | Oct 2017 | A | 25% – 50% |
| W.R. Stephens, Jr. Revocable Trust | Member | Oct 2017 | A | 25% – 50% |
| Elizabeth S. Campbell Revocable Trust | Member | Oct 2017 | A | 25% – 50% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (10)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Hfa Enterprises, Ltd. 401(k) Plan | Hfa Ae Ltd. | 400 | $30.1M | 01/01/2024 |
| Welsco, Inc. 401(k) Plan | Welsco, Inc. | 105 | $9.8M | 01/01/2024 |
| Spitzer Industries, Inc. Ee's Savings & Profit Sharing Plan | Spitzer Industries, Inc. | 553 | $16.3M | 01/01/2024 |
| The Heartland Catfish/Tackett Farms 401(k) Plan | Heartland Catfish Company, Inc. | 360 | $9.3M | 01/01/2024 |
| Sanders Supply, Inc. 401(k) Plan | Sanders Supply, Inc. | 156 | $11.3M | 01/01/2024 |
| Summit Industrial Construction, Llc Profit Sharing 401(k) Plan | Summit Industrial Construction, Llc | 0 | $0 | 01/01/2024 |
| Hugg & Hall Equipment 401(k) Profit Sharing Plan | Hugg & Hall Equipment Co. | 790 | $45.6M | 01/01/2024 |
| Dental Depot 401(k) Plan | Dental Depot Dso, Llc | 821 | $10.6M | 01/01/2024 |
| Sca Pharmaceuticals 401(k) Plan | Sterile Compounding Of America | 479 | $17.0M | 01/01/2024 |
| Anthony Timberlands, Inc. 401(k) Retirement Plan | Anthony Timberlands, Inc. | 583 | $19.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 948 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $1.7B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗