AUMdb

Sagepointe Advisors Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 288883 · · sagepointeadvisors.com
☆ Save with Pro ADV data as of Mar 26, 2026
Regulatory AUM
$79.6M
Discretionary
$73.6M
Clients
57
Avg AUM / client
$1.4M
Accounts
57
Employees
1

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 12 $3.0M 3.79%
High net worth individuals 41 $60.8M 76.4%
Corporations and other businesses 4 $15.8M 19.8%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Ansell Retirement And Savings Plan Ansell Healthcare Products Llc 2024
Sunmed Llc 401(k) Plan Sunmed Llc 2024
New Indy Container Board Packaging 401(k) Retirement Plan New Indy Containerboard, Llc 2024

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Arvind Chopra Registered representative Jul 2017 (9y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (3)

PlanSponsorParticipantsPlan assetsAs of
Ansell Retirement And Savings Plan Ansell Healthcare Products Llc 533 $177M 01/01/2024
Sunmed Llc 401(k) Plan Sunmed Llc 566 $39.5M 01/01/2024
New Indy Container Board Packaging 401(k) Retirement Plan New Indy Containerboard, Llc 1,024 $56.2M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/26/2026 1.02 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.

View current Form ADV (SEC/IAPD) ↗