Archway Private Wealth Llc
- Regulatory AUM
- $17.3M
- Discretionary
- $17.3M
- Clients
- 37
- Avg AUM / client
- $468K
- Accounts
- 37
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 8 | $3.0M | 17.5% |
| High net worth individuals | 29 | $14.3M | 82.5% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Parker, Pauline, Anne | Owner | Feb 2014 (13y) | ≈ 14.06% – 50% via Holborn Assets Ltd | |
| Parker, Robert, Firth | Owner | Feb 2014 (13y) | ≈ 28.13% – 75% via Holborn Assets Ltd | |
| Edward John Harris | Chief Executive Officer Chief Compliance Officer | Apr 2017 (9y) | Less than 5% | |
| David Michael Wells | Registered representative | Apr 2022 (4y) | ||
| Derek Vincent Wilson | Registered representative | Mar 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Archway Private Wealth Limited | Member | Oct 2020 | A | 75% or more |
| Holborn Assets Ltd | Owner | Feb 2014 | B | ≈ 56.25% – 100% via Archway Private Wealth Limited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Parker, Pauline, Anne: 25% – 50% of Holborn Assets Ltd × 75% – 100% of Archway Private Wealth Limited × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Parker, Robert, Firth: 50% – 75% of Holborn Assets Ltd × 75% – 100% of Archway Private Wealth Limited × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Holborn Assets Ltd: 75% – 100% of Archway Private Wealth Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Pershing $6.6M (38% of AUM) Mar 2026
- Rl360 Life Insurance Company Limited $4.7M (27% of AUM) Mar 2026
- Interactive Brokers $3.3M (19% of AUM) Mar 2026
- Novia Global Ltd $1.9M (11% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗