Compass Advisory Group Llc
- Regulatory AUM
- $767M
- Discretionary
- $506M
- Clients
- 528
- Avg AUM / client
- $1.5M
- Accounts
- 1,152
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Feb 19, 2026
Investments (13F portfolio — 86 positions, $373,720,029)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Innovator Etfs Trust | INTRNL DEV JAN | $30,214,202 | 832,806 | 8.08% | 3.94% |
| 2 | Innovator Etfs Trust | DEFINED WLT SHLD | $28,760,591 | 859,423 | 7.7% | 3.75% |
| 3 | Vanguard Intl Equity Index F | TT WRLD ST ETF | $27,796,279 | 200,956 | 7.44% | 3.62% |
| 4 | Innovator Etfs Trust | US SML CP PWR B | $25,662,243 | 615,077 | 6.87% | 3.34% |
| 5 | Schwab Strategic Tr | US MID-CAP ETF | $21,296,964 | 687,886 | 5.7% | 2.77% |
| 6 | Vanguard Index Fds | TOTAL STK MKT | $20,202,976 | 62,975 | 5.41% | 2.63% |
| 7 | Schwab Strategic Tr | US LCAP GR ETF | $19,839,708 | 681,075 | 5.31% | 2.58% |
| 8 | Dimensional Etf Trust | US LARGE CAP VAL | $19,796,563 | 554,370 | 5.3% | 2.58% |
| 9 | Pacer Fds Tr | US SMALL CAP CAS | $18,501,567 | 412,337 | 4.95% | 2.41% |
| 10 | Innovator Etfs Trust | US EQTY PWR BUF | $17,094,579 | 370,574 | 4.57% | 2.23% |
| 11 | Vanguard Scottsdale Fds | SHRT TRM CORP BD | $15,346,565 | 193,599 | 4.11% | 2.0% |
| 12 | Schwab Strategic Tr | US BRD MKT ETF | $13,981,975 | 557,051 | 3.74% | 1.82% |
| 13 | Schwab Strategic Tr | INTL EQTY ETF | $11,488,863 | 464,196 | 3.07% | 1.5% |
| 14 | Vanguard Scottsdale Fds | LONG TERM TREAS | $9,754,848 | 176,223 | 2.61% | 1.27% |
| 15 | Pgim Rock Etf Tr | S&P 500 BUFFER | $9,302,324 | 305,732 | 2.49% | 1.21% |
| 16 | Vanguard Index Fds | EXTEND MKT ETF | $6,448,540 | 31,334 | 1.73% | 0.84% |
| 17 | Vanguard Index Fds | VALUE ETF | $4,251,406 | 21,669 | 1.14% | 0.55% |
| 18 | Aim Etf Products Trust | ALLIANZIM US EQU | $4,217,380 | 115,608 | 1.13% | 0.55% |
| 19 | Vanguard Mun Bd Fds | TAX EXEMPT BD | $3,936,935 | 78,912 | 1.05% | 0.51% |
| 20 | Apple Inc | COM | $3,573,628 | 14,081 | 0.96% | 0.47% |
| 21 | Vanguard Index Fds | S&P 500 ETF SHS | $3,412,911 | 5,712 | 0.91% | 0.44% |
| 22 | Innovator Etfs Trust | US EQTY PWR BUF | $3,095,870 | 72,844 | 0.83% | 0.4% |
| 23 | Vanguard Intl Equity Index F | ALLWRLD EX US | $3,094,430 | 41,204 | 0.83% | 0.4% |
| 24 | Schwab Strategic Tr | US LCAP VA ETF | $2,977,311 | 97,617 | 0.8% | 0.39% |
| 25 | Aim Etf Products Trust | ALLIANZIM US EQU | $2,600,110 | 67,588 | 0.7% | 0.34% |
Top 25 of 86 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 240 | $120M | 15.7% |
| High net worth individuals | 121 | $300M | 39.2% |
| Pension and profit sharing plans | 161 | $338M | 44.0% |
| Corporations and other businesses | 6 | $9.2M | 1.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Forum Personnel Inc 401(k) Profit Sharing Plan & Trust Forum Personnel Inc. | 2024 | |
| Lily Transportation Corp. 401(k) Profit Sharing Plan Lily Transportation Corp. | 2024 | |
| Principal Ease 401(k) Plan Principal Life Insurance Company | 2024 | |
| General Glass International 401(k) Plan Ggi Glass Distributors Corp. D/B/A General Glass International | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lauren Michelle King | Managing Member, Partner, And Chief Compliance Officer | CFP | Apr 2017 (9y) | 50% – 75% |
| Michael Anthony Cuneo | Managing Member, Partner, And Chief Investment Officer | CFP | Apr 2017 (9y) | 50% – 75% |
| Jeffrey Joseph Myers | Registered representative | CFP | Jul 2021 (5y) | |
| Jeffrey Ryan Burke | Registered representative | CFP | Jul 2021 (5y) | |
| Brendan L Hyde | Registered representative | Oct 2021 (5y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Forum Personnel Inc 401(k) Profit Sharing Plan & Trust | Forum Personnel Inc. | 2,155 | $7.3M | 01/01/2024 |
| Lily Transportation Corp. 401(k) Profit Sharing Plan | Lily Transportation Corp. | 1,337 | $31.1M | 01/01/2024 |
| Principal Ease 401(k) Plan | Principal Life Insurance Company | 161,040 | $651M | 01/01/2024 |
| General Glass International 401(k) Plan | Ggi Glass Distributors Corp. D/B/A General Glass International | 0 | $0 | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/19/2026 | 914 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $510M (66% of AUM) Feb 2026
- Sei Investments Distribution Co. $13.0M (14% of AUM) Feb 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 19, 2026.
View current Form ADV (SEC/IAPD) ↗