Procyon Advisors, Llc
SEC-registered
Institutional / Pension Advisor · Mid-sized ($1B–$10B)
CRD 288239
· SEC file 801-110493
· Shelton, CT
· WWW.LINKEDIN.COM
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ADV data as of Jul 28, 2026
- Regulatory AUM
- $9.2B
- Discretionary
- $3.5B
- Clients
- 3,048
- Avg AUM / client
- $3.0M
- Accounts
- 8,716
- Employees
- 76
AUM over time
$0
$9.2B
Dec 2016
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,084 | $574M | 6.24% |
| High net worth individuals | 691 | $2.8B | 30.9% |
| Pooled investment vehicles (non-investment companies) | 2 | $43.1M | 0.47% |
| Pension and profit sharing plans | 156 | $4.9B | 53.4% |
| State or municipal government entities | 12 | $479M | 5.21% |
| Corporations and other businesses | 103 | $351M | 3.81% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $32.0M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Procyon Evergreen I, L.P. | Hedge Fund | Delaware | $22.0M | 20 |
| Procyon Vintage I, L.P. | Private Equity Fund | Delaware | $10.0M | 15 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Grand Healthcare System 401(k) Plan Strauss Ventures, Llc D/B/A The Grand Healthcare System | 2024 | |
| Liro Group 401(k) Plan Liro Engineers, Inc. | 2024 | |
| Netimpact Strategies 401(k) Plan Netimpact Strategies, Inc. | 2024 | |
| Q Si Operations Inc. 401(k) Plan Q Si Operations Inc. | 2024 |
People (48)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Hopkins Farrar | Executive Managing Member And Chief Operating Officer | CFP | Jun 2017 (9y) | Less than 5% |
| Louis Gloria | Managing Member | Jun 2017 (9y) | Less than 5% | |
| Thomas Michael Gahan | Managing Member | Jun 2017 (9y) | Less than 5% | |
| Christopher Edwin Foster | Registered representative | Jun 2017 (9y) | ||
| Phil Giuseppe Fiore | Registered representative | Jul 2017 (9y) | ||
| Caroline Curtin Wetzel | Registered representative | CFP | Jul 2017 (9y) | |
| Mark James Rich | Registered representative | CFP CFA | Sep 2017 (9y) | |
| Amber Noel Kendrick | Registered representative | Oct 2017 (9y) | ||
| Antonio Bentu Rodrigues | Registered representative | May 2018 (8y) | ||
| James Peter Jeffery | Registered representative | CFA | Feb 2019 (7y) | |
| Richard Joseph Appaluccio | Registered representative | Jun 2020 (6y) | ||
| Andrew J. Jason Leung | Registered representative | CFP | Jul 2020 (6y) | |
| Cari Ann Walling | Registered representative | May 2021 (5y) | ||
| James Patrick Diver | Registered representative | CFP | May 2021 (5y) | |
| John Marchisotta | Registered representative | CFP | May 2021 (5y) | |
| Michael Eligio Kelly | Registered representative | CFP | May 2021 (5y) | |
| Terry Lee Crawford | Registered representative | CFP | May 2021 (5y) | |
| Michael John Desmond | Registered representative | Jun 2021 (5y) | ||
| Daniel Gary Limmer | Registered representative | CFP | Jun 2021 (5y) | |
| Charles Kevin Caddick | Registered representative | Chartered Financial Consultant | Sep 2021 (5y) | |
| John A Vissicchio | Registered representative | CFP | Oct 2021 (5y) | |
| Marissa L Schneider | Registered representative | Jun 2022 (4y) | ||
| Robert Sean Alimena | Registered representative | CFP | Oct 2022 (4y) | |
| Selena Kolette Kemp | Registered representative | Nov 2022 (4y) | ||
| Thomas Somerville Leffel | Registered representative | Mar 2023 (3y) | ||
| Ryan Edward Kristie | Registered representative | May 2023 (3y) | ||
| Harold James Kirkpatrick | Registered representative | CFP | Feb 2024 (2y) | |
| Brian Christpoher Turner | Registered representative | Jan 2025 (2y) | ||
| Roger T Ciacco | Registered representative | CFP | Jan 2025 (2y) | |
| Jamie E Wilson | Registered representative | CFP | Feb 2025 (1y) | |
| Katherine Michelle Gallagher | Registered representative | Mar 2025 (1y) | ||
| Matthew William Corthell | Registered representative | CFA | Jul 2025 (1y) | |
| Prasad S Oak | Registered representative | CFP | Jul 2025 (1y) | |
| John Nelson Fenrich | Registered representative | Aug 2025 (1y) | ||
| Curtis Oneal Irby | Registered representative | CFP | Oct 2025 (1y) | |
| Todd Jones Smallwood | Registered representative | Nov 2025 (1y) | ||
| Daniel Evan La Gore | Registered representative | Dec 2025 (1y) | ||
| Gerald Timothy St. Cin | Registered representative | Dec 2025 (1y) | ||
| Jesse Michael Vanvalin | Registered representative | Dec 2025 (1y) | ||
| Joel Philip Lagore | Registered representative | CFP | Dec 2025 (1y) | |
| Spencer John Comps | Registered representative | Dec 2025 (1y) | ||
| Timothy Fiske Tenneriello | Registered representative | Dec 2025 (1y) | ||
| Bevin Kimberly Nealon | Registered representative | CFP | Dec 2025 (1y) | |
| William Robert Jones | Registered representative | Chartered Financial Consultant | Dec 2025 (1y) | |
| Jacob Rothenberg | Registered representative | Dec 2025 (1y) | ||
| Massimo Santicchia | Registered representative | Jan 2026 (1y) | ||
| Maria Dianne Aprill Ergas | Registered representative | CFP | Feb 2026 (0y) | |
| Hasan A Hoke | Registered representative | CFP Chartered Financial Consultant | May 2026 (0y) |
Undisclosed: 85% – 100% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $32.0M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Procyon Evergreen I, L.P. | Hedge Fund | $22.0M | $250K | 20 |
| Procyon Vintage I, L.P. | Private Equity Fund | $10.0M | $100K | 15 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Grand Healthcare System 401(k) Plan | Strauss Ventures, Llc D/B/A The Grand Healthcare System | 3,614 | $15.2M | 01/01/2024 |
| Liro Group 401(k) Plan | Liro Engineers, Inc. | 1,103 | $176M | 01/01/2024 |
| Netimpact Strategies 401(k) Plan | Netimpact Strategies, Inc. | 315 | $23.9M | 01/01/2024 |
| Q Si Operations Inc. 401(k) Plan | Q Si Operations Inc. | 143 | $13.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/14/2026 | 1.73 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $2.9B (31% of AUM) May 2026
- Charles Schwab & Co. $2.7B (29% of AUM) May 2026
- The Vanguard Group, Inc. $1.4B (15% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.
View current Form ADV (SEC/IAPD) ↗