Tcp Asset Management, Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.1B
- Clients
- 2,221
- Avg AUM / client
- $533K
- Accounts
- 5,021
- Employees
- 43
AUM over time
Annual snapshots from Form ADV filings · as of Jul 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,934 | $618M | 52.2% |
| High net worth individuals | 287 | $565M | 47.8% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Gallagher & Kennedy, P.A. Profit Sharing And 401(k) Plan Gallagher & Kennedy, P.A. | Phoenix, AZ | 2024 |
People (25)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joshua Richard Allen | Chief Executive Officer And Partner | CFP | Nov 2016 (10y) | 25% – 50% |
| Phillip Joseph Susi | Executive Vice President And Partner | Nov 2016 (10y) | 25% – 50% | |
| Branda Rhae Allen | Chief Operating Officer And Partner | Jan 2017 (10y) | 10% – 25% | |
| Philip Hunter Bervig | Chief Investment Officer And Partner | Dec 2017 (9y) | 25% – 50% | |
| Rebecca Eve Goebel | Chief Compliance Officer | Jun 2024 (2y) | Less than 5% | |
| John Matthew Riley | Registered representative | Jan 2017 (10y) | ||
| Robert Michael Mitchell | Registered representative | Jan 2017 (10y) | ||
| David Baldwin Meske | Registered representative | Jan 2017 (10y) | ||
| Mary C Slane | Registered representative | Jan 2017 (10y) | ||
| Krista Susanne Kramer | Registered representative | Mar 2017 (9y) | ||
| Alyse Nicole Breidenbach | Registered representative | Jan 2018 (9y) | ||
| Derek Joseph Kesig | Registered representative | Nov 2019 (7y) | ||
| Klinton Krieger | Registered representative | Aug 2020 (6y) | ||
| Diron Tappin | Registered representative | Sep 2021 (5y) | ||
| Benjamin G Randall | Registered representative | Mar 2022 (4y) | ||
| Scott Joseph Thomas | Registered representative | CFA | May 2022 (4y) | |
| Ashley Brian Varner | Registered representative | Jan 2023 (4y) | ||
| Jessica Marie Simmons | Registered representative | CFP | Jan 2024 (3y) | |
| Julianne Lorraine Call | Registered representative | Mar 2024 (2y) | ||
| Jennifer Lynne Miranda | Registered representative | Apr 2024 (2y) | ||
| Brad Hennebert | Registered representative | CFP | Aug 2024 (2y) | |
| John Leonard Rutter | Registered representative | Aug 2024 (2y) | ||
| Dakota Riley Van Horn | Registered representative | Dec 2025 (1y) | ||
| Dale Edward Buckner | Registered representative | CFP | Jan 2026 (1y) | |
| Teresa Ann Roop | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Gallagher & Kennedy, P.A. Profit Sharing And 401(k) Plan | Gallagher & Kennedy, P.A. | 92 | $89.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/13/2026 | 954 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SOLICITOR'S FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $769M (65% of AUM) Feb 2026
- Sei Investments Distribution Co. $122M (10% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.
View current Form ADV (SEC/IAPD) ↗