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Wealth Manager · Mid-sized ($1B–$10B)
CRD 285978
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ADV data as of Mar 19, 2026
- Regulatory AUM
- $1.1B
- Discretionary
- $832M
- Clients
- 147
- Avg AUM / client
- $7.4M
- Accounts
- 662
- Employees
- 6
AUM over time
$124M
$1.1B
Apr 18, 2018
Mar 19, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 28 | $12.9M | 1.19% |
| High net worth individuals | 112 | $938M | 86.0% |
| Banking or thrift institutions | Fewer than 5 | $984 | 0.0% |
| Pooled investment vehicles (non-investment companies) | 7 | $65.4M | 6.0% |
| Charitable organizations | Fewer than 5 | $61.6M | 5.65% |
| Corporations and other businesses | Fewer than 5 | $12.9M | 1.18% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $1.0B (94% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.