Fiduciary Financial Group, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 415
- Avg AUM / client
- $2.7M
- Accounts
- 1,607
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Jun 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 161 | $64.1M | 5.71% |
| High net worth individuals | 251 | $1.1B | 94.1% |
| Corporations and other businesses | 3 | $2.1M | 0.18% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Resource Data, Inc. 401(k) Plan Resource Data, Inc. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Lloyd Davey | Managing Member | CFP | Nov 2016 (10y) | 25% – 50% |
| Trevor Patrick Scotto | Member/Chief Compliance Officer | CFP | Dec 2016 (10y) | 25% – 50% |
| Torres, Victor, Javier | Member | Jan 2019 (8y) | Less than 5% | |
| Thomas Whitney Vogelheim | Member | Jan 2020 (7y) | ≈ 18.75% – 50% via Cooper & Vogelheim Llp | |
| Christopher Joseph Moore | Registered representative | Apr 2021 (5y) | ||
| Benjamin Britton Fookes | Registered representative | Jan 2022 (5y) | ||
| Carson Inglin | Registered representative | Jul 2024 (2y) | ||
| Jacqueline Halo Rowe | Registered representative | Nov 2024 (2y) | ||
| Shayne Kayel Cooper | Registered representative | Jan 2025 (2y) | ||
| Gavin Aldecoa Gamboa | Registered representative | Mar 2025 (1y) | ||
| Cassidy Murphy | Registered representative | CFP | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cooper & Vogelheim Llp | Owner | Aug 2020 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Thomas Whitney Vogelheim: 75% – 100% of Cooper & Vogelheim Llp × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Resource Data, Inc. 401(k) Plan | Resource Data, Inc. | 219 | $38.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/10/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $1.1B (99% of AUM) Jun 2026
- Paychex, Inc $2.4M (0% of AUM) Jul 2024
- Redwood Mortgage Investors $2.4M (0% of AUM) Jul 2024
- Paychex Retirement Services $2.2M (1% of AUM) Jun 2023
- Dipsea Capital $2.1M (0% of AUM) Jul 2024
- Pontera $2.0M (0% of AUM) Jun 2023
- My529 $1.3M (0% of AUM) Jul 2024
- Bloomwell 529 Education Savings Plan $507K (0% of AUM) Jul 2024
- Midland National Life Insurance Company $444K (0% of AUM) Jul 2024
- Community National Bank $439K (0% of AUM) Jul 2024
- Vanguard $420K (0% of AUM) Jul 2024
- Hines $350K (0% of AUM) Jul 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 10, 2026.
View current Form ADV (SEC/IAPD) ↗