AUMdb

Certior Financial Group, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 285502 · SEC file 801-108506 · King Of Prussia, PA · www.certiorfinancial.com
☆ Save with Pro ADV data as of Mar 11, 2026
Regulatory AUM
$452M
Discretionary
$409M
Clients
478
Avg AUM / client
$946K
Accounts
1,698
Employees
9

AUM over time

$0 $452M
Oct 2016 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 11, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 311 $103M 22.7%
High net worth individuals 165 $346M 76.6%
Pension and profit sharing plans 1 $3.2M 0.7%
Corporations and other businesses 1 $192K 0.04%

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Avi No Middle Name Kantor Managing Member Nov 2016 (10y) 75% or more
Gery Joseph Sadzewicz Chief Compliance Officer Mar 2023 (3y) Less than 5%
Gary Phillip Gallagher Registered representative Nov 2016 (10y)
Patrick Kristofor Hansen Registered representative CFP Nov 2016 (10y)
Adam Scott Peltzman Registered representative CFP Jun 2017 (9y)
Elizabeth Miriam Katrina Shamir Registered representative CFA Jun 2017 (9y)
Kristen Voigtsberger Registered representative Oct 2023 (3y)
Simon F Crew Registered representative Aug 2025 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/11/2026 939 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees
  • Commissions

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.

View current Form ADV (SEC/IAPD) ↗