Leo Wealth, Llc
- Regulatory AUM
- $3.2B
- Discretionary
- $2.8B
- Clients
- 1,714
- Avg AUM / client
- $1.9M
- Accounts
- 5,195
- Employees
- 40
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,261 | $564M | 17.6% |
| High net worth individuals | 453 | $2.6B | 82.4% |
People (23)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew James Allain | Ceo | Aug 2016 (10y) | Less than 5% | |
| Rustin, Jon, D | Cfo | Aug 2016 (10y) | Less than 5% | |
| Eric Scott Katz | Cco | Oct 2016 (10y) | Less than 5% | |
| Harmen Christiaan Overdijk | Cio | CFA | Jul 2021 (5y) | Less than 5% |
| Jessica Carolyn Cutrera Papadopoulos | President | Jul 2021 (5y) | Less than 5% | |
| Kenneth Francis Dugan | Registered representative | CFP | Oct 2016 (10y) | |
| Michael Anthony Bohlinger | Registered representative | Oct 2016 (10y) | ||
| Charles Louis Duryee | Registered representative | Mar 2021 (5y) | ||
| Stephen Dallas Tally | Registered representative | Jul 2021 (5y) | ||
| Christakis Charalambous | Registered representative | CFA | Aug 2021 (5y) | |
| Aleksey Mironenko | Registered representative | Sep 2021 (5y) | ||
| Jimmy Daryl Curtis | Registered representative | Chartered Financial Consultant | Oct 2021 (5y) | |
| Kevin Conry Roche | Registered representative | Aug 2022 (4y) | ||
| Ryan Thomas Gaynor | Registered representative | Nov 2022 (4y) | ||
| Tian Yue Hu | Registered representative | CFP | Jan 2023 (4y) | |
| Miles Savitz | Registered representative | Oct 2023 (3y) | ||
| Peter M Savva | Registered representative | Aug 2024 (2y) | ||
| Suryaveer Singh | Registered representative | Mar 2025 (1y) | ||
| David Swee Hock Lim | Registered representative | Mar 2025 (1y) | ||
| Jacob Ethan Friedland | Registered representative | Apr 2025 (1y) | ||
| Jelmer Maarten Kattevilder | Registered representative | CFA | Aug 2025 (1y) | |
| Thye Soon Foo | Registered representative | Feb 2026 (0y) | ||
| Yuan Fang | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Leo Capital Corp Holdings, Llc | Member | Aug 2016 | A | 75% or more |
| Leo Capital Corp | Owner | Jul 2021 | B | ≈ 56.25% – 100% via Leo Capital Corp Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Leo Capital Corp: 75% – 100% of Leo Capital Corp Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/11/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • FINANCIAL PLANNING FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $1.6B (51% of AUM) Jun 2026
- National Financial Services (Fidelity) $1.4B (52% of AUM) Jul 2025
- Charles Schwab & Co. $731M (23% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 11, 2026.
View current Form ADV (SEC/IAPD) ↗