Bogart Wealth, Llc
- Regulatory AUM
- $3.2B
- Discretionary
- $2.5B
- Clients
- 1,442
- Avg AUM / client
- $2.2M
- Accounts
- 6,635
- Employees
- 50
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 720 | $216M | 6.76% |
| High net worth individuals | 722 | $3.0B | 93.0% |
| Charitable organizations | Fewer than 5 clients | $7.6M | 0.24% |
People (27)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Edward Bogart | Chief Executive Officer, President, Chief Compliance Officer And Managing Member | CFP Chartered Financial Consultant | Jun 2016 (10y) | 75% or more |
| Dubay, Michelle, Anne | Chief Operating Officer | Nov 2019 (7y) | Less than 5% | |
| Spencer, Aleksandr, C | Chief Investment Officer | Jan 2022 (5y) | Less than 5% | |
| Peter Knoer | Registered representative | CFP | Jun 2016 (10y) | |
| Michael Patrick Duffy | Registered representative | Aug 2016 (10y) | ||
| Nell Richeson Cordick | Registered representative | CFP | Apr 2020 (6y) | |
| Michael Benito Camara | Registered representative | CFP | Nov 2020 (6y) | |
| Sydney Rutledge | Registered representative | CFP | Apr 2022 (4y) | |
| Brian Paul Windsor | Registered representative | CFP | May 2022 (4y) | |
| Misty Lynn Garza | Registered representative | CFP | May 2022 (4y) | |
| Morgan Baker Veth | Registered representative | CFP | Jul 2022 (4y) | |
| Daniel Evans | Registered representative | CFP | Oct 2022 (4y) | |
| Patrick J Marcinko | Registered representative | CFP | Oct 2022 (4y) | |
| Nicolas Anthony Conforti | Registered representative | CFP | Jun 2023 (3y) | |
| Suzanne Elizabeth Kellogg | Registered representative | Jul 2023 (3y) | ||
| Amanda M Muse | Registered representative | CFP | Dec 2023 (3y) | |
| Chaz Harrison Billak | Registered representative | CFP | Jul 2024 (2y) | |
| Sandra Lombrano Terronez | Registered representative | CFP | Aug 2024 (2y) | |
| Geraldo Flores Olivo | Registered representative | CFP | Apr 2025 (1y) | |
| Victoria Elizabeth Holcom | Registered representative | CFP | May 2025 (1y) | |
| Nathan James Vandemeulebroecke | Registered representative | CFP | Jun 2025 (1y) | |
| Austin Hilscher | Registered representative | CFP | Jun 2025 (1y) | |
| Allen Charles Eickelberg | Registered representative | CFP | Nov 2025 (1y) | |
| Carrie Helene Malatesta | Registered representative | CFP | Jan 2026 (1y) | |
| Elise Kathryn Wente | Registered representative | CFP | May 2026 (0y) | |
| Thomas Augustine Kellogg | Registered representative | CFP | May 2026 (0y) | |
| John Nicholas David | Registered representative | CFP | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 941 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $3.2B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗